ARKQ vs. FBZ ETF Comparison

Comparison of ARK Autonomous Technology & Robotics ETF (ARKQ) to First Trust Brazil AlphaDEX Fund (FBZ)

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$61.64

Average Daily Volume

85,027

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FBZ

First Trust Brazil AlphaDEX Fund

FBZ Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Brazil Index. The fund normally invests at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Brazil BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$11.25

Average Daily Volume

2,239

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKQ	FBZ
30 Days	12.75%	-0.26%
60 Days	21.46%	12.33%
90 Days	6.18%	5.32%
12 Months	19.90%	18.68%

0 Overlapping Holdings

	Symbol	Grade	Weight in ARKQ	Weight in FBZ	Overlap

ARKQ Overweight 30 Positions Relative to FBZ

Symbol	Grade	Weight
TSLA	C	14.4%
TER	C	9.81%
KTOS	B	9.11%
IRDM	C	6.29%
RKLB	B	4.67%
TRMB	B	4.58%
AVAV	B	4.42%
PATH	D	3.53%
DE	C	3.35%
TSM	B	3.15%
PLTR	A	2.71%
AMD	C	2.28%
ACHR	F	2.12%
NVDA	B	2.04%
GOOG	B	2.04%
BLDE	D	1.83%
AUR	C	1.57%
QCOM	D	1.44%
SNPS	F	1.37%
TDY	A	1.31%
LMT	A	1.26%
ISRG	C	1.24%
JOBY	C	1.21%
OKLO	C	1.14%
CAT	A	1.09%
AMZN	C	1.04%
ANSS	D	0.8%
DDD	D	0.73%
MTLS	F	0.26%
VUZI	D	0.0%

ARKQ Underweight 9 Positions Relative to FBZ

Symbol	Grade	Weight
ERJ	C	-4.13%
NU	D	-3.25%
GGB	B	-3.19%
BRFS	D	-2.65%
VALE	D	-2.54%
CSAN	D	-1.2%
ABEV	B	-0.7%
STNE	F	-0.58%
PAGS	F	-0.46%