ACES vs. FIW ETF Comparison

Comparison of ALPS Clean Energy ETF (ACES) to First Trust ISE Water Index Fund (FIW)
ACES

ALPS Clean Energy ETF

ACES Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the CIBC Atlas Clean Energy Index (ticker symbol NACEX) (the "underlying index"). The fund will invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index utilizes a rules-based methodology developed by CIBC National Trust Company (the "index provider"), which is designed to provide exposure to a diverse set of U.S. and Canadian companies involved in the clean energy sector including renewables and clean technology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.23

Average Daily Volume

127,231

Number of Holdings *

28

* may have additional holdings in another (foreign) market
FIW

First Trust ISE Water Index Fund

FIW Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the ISE Water Index(TM). The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified market-capitalization weighted portfolio of 36 stocks of companies as of March 31, 2013 that derive a substantial portion of their revenues from the potable and wastewater industries. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$109.48

Average Daily Volume

36,079

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period ACES FIW
30 Days -0.58% 2.02%
60 Days -5.68% 1.35%
90 Days -7.61% 2.23%
12 Months -9.81% 26.35%
1 Overlapping Holdings
Symbol Grade Weight in ACES Weight in FIW Overlap
ITRI B 5.96% 2.26% 2.26%
ACES Overweight 27 Positions Relative to FIW
Symbol Grade Weight
TSLA B 8.0%
ALB C 7.04%
DAR C 5.56%
ORA B 5.46%
FSLR F 4.33%
HASI D 4.02%
RIVN F 3.76%
ENPH F 2.9%
CWEN C 2.81%
RUN F 2.7%
LCID F 2.27%
PLUG F 2.02%
ANDE D 1.88%
NEP F 1.86%
FLNC C 1.61%
AMSC B 1.53%
ASPN F 1.28%
ARRY C 1.12%
AMRC F 1.02%
WOLF F 0.99%
SHLS F 0.91%
REX D 0.86%
GPRE F 0.85%
EOSE D 0.65%
NOVA F 0.65%
CLNE D 0.55%
CHPT F 0.54%
ACES Underweight 31 Positions Relative to FIW
Symbol Grade Weight
IEX B -4.41%
PNR A -4.19%
WAT B -4.12%
ROP B -3.98%
ECL D -3.9%
ACM A -3.83%
AWK D -3.83%
MLI C -3.74%
VLTO D -3.67%
XYL D -3.57%
A D -3.56%
WTRG B -3.5%
IDXX F -3.5%
BMI B -3.1%
TTEK F -3.04%
WMS D -2.98%
CNM D -2.76%
AOS F -2.59%
ZWS B -2.42%
VMI B -2.39%
MWA B -2.28%
WTS B -2.15%
AWR B -2.09%
FELE B -2.05%
CWT D -1.85%
MSEX B -1.31%
LNN B -1.26%
SBS B -1.25%
HWKN B -1.23%
SJW D -1.16%
MEG F -0.68%
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