Financial Industry Regulatory Authority Stocks List
Symbol | Grade | Name | % Change | |
---|---|---|---|---|
NCPL | F | Netcapital Inc. | 2.62 | |
MDBH | F | MDB Capital Holdings, LLC | -1.02 |
Related Industries: Capital Markets
Related ETFs - A few ETFs which own one or more of the above listed Financial Industry Regulatory Authority stocks.
Related Industries:
Capital Markets
- Financial Industry Regulatory Authority
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The U.S. government agency that acts as the ultimate regulator of the U.S. securities industry, including FINRA, is the U.S. Securities and Exchange Commission (SEC).
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