VMAX vs. FTA ETF Comparison

Comparison of Hartford US Value ETF (VMAX) to First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA)

VMAX

Hartford US Value ETF

VMAX Description

The fund generally invests at least 80% of its assets in securities of the index and in depositary receipts representing securities of the index.

Grade (RS Rating)

Last Trade

$51.92

Average Daily Volume

Number of Holdings ^*

148

* may have additional holdings in another (foreign) market

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$82.72

Average Daily Volume

38,564

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

Performance

Period	VMAX	FTA
30 Days	3.35%	4.88%
60 Days	4.23%	5.24%
90 Days	5.95%	6.81%
12 Months		26.69%

60 Overlapping Holdings

Symbol	Grade	Weight in VMAX	Weight in FTA	Overlap
AEP	D	0.08%	0.47%	0.08%
BAC	A	1.26%	0.59%	0.59%
BBY	D	1.29%	0.45%	0.45%
BLDR	D	0.93%	0.48%	0.48%
C	A	1.89%	0.76%	0.76%
CB	C	0.66%	0.7%	0.66%
CFG	B	0.21%	0.8%	0.21%
CINF	A	1.01%	0.96%	0.96%
CMCSA	B	0.13%	0.91%	0.13%
CMI	A	0.14%	0.19%	0.14%
COF	B	0.62%	0.86%	0.62%
COP	C	0.83%	0.94%	0.83%
CRBG	B	0.2%	0.74%	0.2%
CSCO	B	0.27%	0.38%	0.27%
CTSH	B	0.14%	0.73%	0.14%
CVS	D	1.76%	0.77%	0.77%
CVX	A	0.75%	0.96%	0.75%
DTE	C	0.26%	0.48%	0.26%
DUK	C	0.92%	0.49%	0.49%
DVN	F	0.81%	0.88%	0.81%
EG	C	0.03%	0.82%	0.03%
ELV	F	1.12%	0.27%	0.27%
EOG	A	2.03%	0.97%	0.97%
ETR	B	0.96%	0.78%	0.78%
EXC	C	0.11%	0.66%	0.11%
FANG	D	0.03%	0.74%	0.03%
FDX	B	1.16%	0.75%	0.75%
FITB	A	0.83%	0.57%	0.57%
HBAN	A	0.7%	0.84%	0.7%
HD	A	0.32%	0.17%	0.17%
HPE	B	0.98%	0.92%	0.92%
HPQ	A	1.93%	0.36%	0.36%
HUM	C	0.61%	0.31%	0.31%
JNJ	D	0.96%	0.33%	0.33%
KR	B	1.18%	0.72%	0.72%
LOW	D	0.58%	0.17%	0.17%
MPC	D	1.32%	0.85%	0.85%
MS	A	0.2%	0.65%	0.2%
MTB	A	1.87%	0.61%	0.61%
NUE	C	0.3%	0.85%	0.3%
PHM	D	0.22%	0.79%	0.22%
PNC	B	1.29%	0.39%	0.39%
PRU	A	0.39%	0.36%	0.36%
PSX	C	0.46%	0.87%	0.46%
PYPL	B	1.09%	0.19%	0.19%
RF	A	1.13%	0.58%	0.58%
RS	B	0.66%	0.94%	0.66%
STLD	B	1.51%	0.96%	0.96%
STT	A	1.31%	0.55%	0.55%
SYF	B	1.39%	1.14%	1.14%
T	A	1.49%	0.89%	0.89%
TGT	F	1.21%	0.5%	0.5%
TROW	B	1.05%	0.97%	0.97%
USB	A	1.46%	0.56%	0.56%
VLO	C	1.42%	0.91%	0.91%
VZ	C	1.1%	0.64%	0.64%
WFC	A	1.82%	0.9%	0.9%
WY	D	0.11%	0.16%	0.11%
XEL	A	0.18%	0.74%	0.18%
XOM	B	0.91%	0.9%	0.9%

VMAX Overweight 88 Positions Relative to FTA

Symbol	Grade	Weight
LNC	B	1.59%
NRG	B	1.5%
META	D	1.36%
MA	C	1.35%
JPM	A	1.34%
GAP	B	1.25%
MCO	B	1.24%
BK	A	1.22%
GOOGL	C	1.2%
NFG	A	1.18%
LAMR	D	1.12%
BCC	B	1.05%
JHG	A	1.03%
JXN	C	1.02%
NVDA	C	0.99%
BRK.A	B	0.92%
APA	D	0.91%
SHW	A	0.88%
SO	D	0.86%
GILD	C	0.85%
IRM	D	0.85%
UNH	C	0.8%
VICI	C	0.78%
DELL	C	0.77%
HCA	F	0.71%
CAT	B	0.7%
ACI	C	0.68%
NEE	D	0.68%
WMT	A	0.68%
OGN	D	0.68%
QCOM	F	0.66%
AVT	C	0.65%
MO	A	0.65%
V	A	0.65%
AMT	D	0.63%
CHRD	D	0.58%
CMC	B	0.57%
MTG	C	0.54%
CTAS	B	0.52%
TEX	D	0.51%
MGY	A	0.5%
SPG	B	0.5%
EQIX	A	0.49%
GWW	B	0.47%
SW	A	0.47%
GS	A	0.47%
CBT	C	0.47%
ITW	B	0.43%
TMUS	B	0.43%
NTAP	C	0.42%
MLI	C	0.4%
R	B	0.39%
UNM	A	0.36%
AAPL	C	0.34%
RHI	B	0.34%
BPOP	B	0.32%
AXS	A	0.31%
OZK	B	0.29%
RDN	C	0.27%
AXP	A	0.27%
JKHY	D	0.27%
SBAC	D	0.27%
MKL	A	0.26%
TJX	A	0.25%
MRK	F	0.24%
LNTH	D	0.23%
MSCI	C	0.23%
UFPI	B	0.22%
LLY	F	0.18%
M	D	0.17%
AMAT	F	0.16%
NXPI	D	0.16%
DINO	D	0.14%
COLB	A	0.12%
PGR	A	0.12%
HRB	D	0.11%
DKS	C	0.11%
FHN	A	0.1%
OVV	B	0.08%
IBM	C	0.07%
CCI	D	0.07%
ESNT	D	0.05%
WFRD	D	0.05%
CHX	C	0.04%
SM	B	0.02%
FCNCA	A	0.01%
BKNG	A	0.01%
WSM	B	0.01%

VMAX Underweight 126 Positions Relative to FTA

Symbol	Grade	Weight
UAL	A	-1.4%
GM	B	-1.13%
DAL	C	-1.12%
PCAR	B	-1.02%
FOXA	B	-0.98%
CTRA	B	-0.93%
F	C	-0.92%
AIG	B	-0.91%
HAL	C	-0.91%
TOL	B	-0.87%
OXY	D	-0.86%
KMI	A	-0.85%
EQT	B	-0.82%
LNG	B	-0.82%
BG	F	-0.8%
LEN	D	-0.79%
OC	A	-0.78%
ADM	D	-0.77%
LYB	F	-0.76%
SRE	A	-0.76%
VTRS	A	-0.76%
INTC	D	-0.75%
L	A	-0.74%
SLB	C	-0.73%
ATO	A	-0.73%
CNP	B	-0.72%
AEE	A	-0.72%
ZBH	C	-0.71%
ALLY	C	-0.71%
CF	B	-0.7%
HIG	B	-0.69%
APTV	D	-0.66%
ON	D	-0.65%
DG	F	-0.64%
ED	D	-0.64%
SNA	A	-0.63%
CHTR	C	-0.62%
BKR	B	-0.61%
SWKS	F	-0.6%
IP	B	-0.6%
DHI	D	-0.6%
TDY	B	-0.56%
LUV	C	-0.56%
TRV	B	-0.56%
CNC	D	-0.55%
NI	A	-0.53%
DGX	A	-0.52%
PPL	B	-0.51%
TXT	D	-0.5%
D	C	-0.5%
LNT	A	-0.5%
AFL	B	-0.5%
EQR	B	-0.5%
ULTA	F	-0.5%
EBAY	D	-0.49%
HRL	D	-0.49%
SYY	B	-0.49%
CE	F	-0.48%
DE	A	-0.48%
STX	D	-0.46%
RJF	A	-0.46%
KHC	F	-0.46%
AKAM	D	-0.45%
BIIB	F	-0.44%
OKE	A	-0.42%
ZM	B	-0.42%
DOW	F	-0.42%
DIS	B	-0.4%
KEY	B	-0.4%
JBHT	C	-0.38%
TSN	B	-0.38%
NWSA	B	-0.38%
PKG	A	-0.38%
RGA	A	-0.37%
KIM	A	-0.37%
DRI	B	-0.36%
CSX	B	-0.36%
WEC	A	-0.35%
SSNC	B	-0.35%
CMS	C	-0.34%
FNF	B	-0.34%
NVR	D	-0.33%
DOC	D	-0.33%
CARR	D	-0.33%
PPG	F	-0.33%
HSY	F	-0.33%
EIX	B	-0.33%
ARE	D	-0.32%
FE	C	-0.32%
GIS	D	-0.31%
GPC	D	-0.31%
MOH	F	-0.31%
KDP	D	-0.31%
WLK	D	-0.3%
ODFL	B	-0.19%
ACN	C	-0.18%
LHX	C	-0.18%
WRB	A	-0.18%
APD	A	-0.18%
LH	C	-0.18%
IEX	B	-0.18%
J	F	-0.18%
KEYS	A	-0.17%
GD	F	-0.17%
PEP	F	-0.17%
UPS	C	-0.17%
NDSN	B	-0.17%
CTVA	C	-0.17%
MAA	B	-0.17%
PFG	D	-0.17%
OMC	C	-0.17%
CLX	B	-0.17%
SBUX	A	-0.17%
CPB	D	-0.16%
EXPD	D	-0.16%
LMT	D	-0.16%
DD	D	-0.16%
CI	F	-0.16%
MAS	D	-0.16%
HOLX	D	-0.16%
MDT	D	-0.16%
FTV	C	-0.16%
NKE	D	-0.15%
MDLZ	F	-0.15%
AWK	D	-0.15%
CAG	D	-0.14%