UTSL vs. NBCT ETF Comparison

Comparison of Direxion Daily Utilities Bull 3X Shares (UTSL) to Neuberger Berman Carbon Transition Infrastructure ETF (NBCT)

UTSL

Direxion Daily Utilities Bull 3X Shares

UTSL Description

The investment seeks daily investment results, before fees and expenses, of 300% of the daily performance of the Utilities Select Sector Index. The fund, under normal circumstances, invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments that provide daily leveraged exposure to the index and/or ETFs that track the index. The index is provided by S&P Dow Jones Indices and includes domestic companies from the utilities sector which includes the following industries: electric utilities; multi-utilities; water utilities; independent power producers and energy trades; and gas utilities. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$37.34

Average Daily Volume

189,283

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NBCT

Neuberger Berman Carbon Transition Infrastructure ETF

NBCT Description

Under normal market conditions, the fund invests at least 80% of its net assets (plus borrowing for investment purposes) in equity securities of carbon transition companies and infrastructure companies. It invests a significant portion of its assets in carbon transition companies, which the Managers consider to be those companies that have, or in the Portfolio Managers" view, are reasonably expected to have, at least 20% of their assets or revenue, committed to or derived from infrastructure that will facilitate global decarbonization and/or the reduction of other greenhouse gas emissions.

Grade (RS Rating)

Last Trade

$29.73

Average Daily Volume

1,300

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	UTSL	NBCT
30 Days	18.77%	4.52%
60 Days	40.64%	6.59%
90 Days	46.09%	5.55%
12 Months	59.22%	25.62%

8 Overlapping Holdings

Symbol	Grade	Weight in UTSL	Weight in NBCT	Overlap
CEG	C	2.89%	4.27%	2.89%
CNP	C	0.92%	1.57%	0.92%
D	B	2.52%	2.29%	2.29%
DUK	B	4.74%	1.28%	1.28%
EXC	A	2.03%	1.05%	1.05%
FE	B	1.21%	1.52%	1.21%
NEE	B	8.74%	4.26%	4.26%
SRE	B	2.75%	1.75%	1.75%

UTSL Overweight 23 Positions Relative to NBCT

Symbol	Grade	Weight
SO	A	5.12%
AEP	A	2.86%
PCG	B	2.22%
PEG	A	2.1%
ED	B	1.9%
XEL	B	1.85%
EIX	B	1.74%
WEC	B	1.57%
AWK	A	1.49%
ETR	A	1.37%
DTE	A	1.35%
VST	C	1.28%
ES	B	1.26%
PPL	A	1.25%
AEE	A	1.18%
CMS	A	1.08%
ATO	A	1.06%
NRG	C	0.85%
LNT	A	0.8%
NI	A	0.79%
EVRG	A	0.73%
AES	C	0.6%
PNW	A	0.53%

UTSL Underweight 21 Positions Relative to NBCT

Symbol	Grade	Weight
LIN	B	-5.62%
ABBV	B	-5.14%
ETN	C	-4.51%
LNG	C	-3.74%
HUBB	B	-3.52%
PWR	C	-3.49%
FSLR	D	-3.38%
WMB	A	-3.28%
ITRI	C	-3.21%
WCN	B	-2.87%
GEV	B	-2.84%
RSG	B	-2.07%
J	D	-1.84%
DTM	B	-1.76%
ORA	C	-1.6%
GNRC	D	-1.57%
SHW	A	-1.46%
AY	C	-1.11%
NEP	D	-0.91%
JCI	B	-0.84%
GTLS	F	-0.83%