SVOL vs. FFIU ETF Comparison

Comparison of Simplify Volatility Premium ETF (SVOL) to Fieldstone UVA Unconstrained Medium-Term Fixed Income ETF (FFIU)
SVOL

Simplify Volatility Premium ETF

SVOL Description

The investment seeks to provide investment results, before fees and expenses, that correspond to approximately one-fifth to three-tenths the inverse (-0.2x to -0.3x) of the performance of the S&P 500 VIX short-term futures index while also seeking to mitigate extreme volatility. In pursuing its investment objective, the fund primarily purchases or sells futures contracts, call options, and put options on VIX futures. The fund will hold cash, cash-like instruments or high-quality short term fixed income securities. Up to twenty percent of the fund?s net assets will be subject to the fund?s option overlay to mitigate against extreme volatility.

Grade (RS Rating)

Last Trade

$22.45

Average Daily Volume

1,175,687

Number of Holdings *

3

* may have additional holdings in another (foreign) market
FFIU

Fieldstone UVA Unconstrained Medium-Term Fixed Income ETF

FFIU Description The investment seeks current income with limited risk to principal. The fund seeks to achieve its investment objective of current income by investing principally in fixed income securities of any kind with a dollar-weighted average effective duration of between three and seven years. Under normal market conditions, Sub-Adviser intends to invest at least 80% of its net assets (plus the amount of borrowings for investment purposes) in such securities. Fixed income securities include bonds, debt securities, and income-producing instruments of any kind issued by governmental or private-sector entities.

Grade (RS Rating)

Last Trade

$22.82

Average Daily Volume

4,692

Number of Holdings *

3

* may have additional holdings in another (foreign) market
Performance
Period SVOL FFIU
30 Days -0.58% 1.13%
60 Days 1.08% 3.78%
90 Days 1.18% 5.64%
12 Months 9.18% 12.53%
0 Overlapping Holdings
Symbol Grade Weight in SVOL Weight in FFIU Overlap
SVOL Overweight 3 Positions Relative to FFIU
Symbol Grade Weight
BUCK B 9.76%
HIGH F 7.02%
CDX C 2.75%
SVOL Underweight 3 Positions Relative to FFIU
Symbol Grade Weight
BBN B -0.99%
GBAB C -0.9%
EVV A -0.53%
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