SUPP vs. DIVY ETF Comparison

Comparison of Engine No. 1 Transform Supply Chain ETF (SUPP) to Sound Equity Income ETF (DIVY)

SUPP

Engine No. 1 Transform Supply Chain ETF

SUPP Description

The fund is an actively managed exchange-traded fund ("ETF") that invests in U.S.-listed equity, ADR securities, and non-U.S. developed and emerging market-listed securities, which over time may vary as market and investment opportunities change. The fund may also enter into currency-related spot transactions when it transacts in equities denominated in foreign currencies or invest in certain derivative instruments, such as currency futures or forwards that will help the adviser manage risk associated with foreign currency exposure, if any, or futures contracts. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$67.46

Average Daily Volume

996

Number of Holdings ^*

17

* may have additional holdings in another (foreign) market

DIVY

Sound Equity Income ETF

DIVY Description

The investment seeks to produce long-term capital appreciation. The fund's principal investment strategy is designed to provide exposure to the aggregate value of ordinary dividends expected to be paid on a portfolio of large capitalization equity securities listed for trading in the U.S. (Large Cap Securities). The fund may use a variety of investment strategies to achieve this objective. Under normal circumstances, it generally invests in a combination of dividend swaps, dividend futures and forwards on indexes of Large Cap Securities (Large Cap Securities Indexes). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.88

Average Daily Volume

4,208

Number of Holdings ^*

8

* may have additional holdings in another (foreign) market

Performance

Period	SUPP	DIVY
30 Days	1.01%	-0.39%
60 Days	3.56%	-0.04%
90 Days	4.89%	0.94%
12 Months	30.86%	12.05%

0 Overlapping Holdings

	Symbol	Grade	Weight in SUPP	Weight in DIVY	Overlap

SUPP Overweight 17 Positions Relative to DIVY

	Symbol	Grade	Weight
	WCN	A	9.25%
	WSC	F	7.52%
	MLM	C	6.91%
	TSM	B	6.71%
	TDG	D	6.36%
	NVDA	B	6.33%
	ETN	A	5.67%
	VMC	B	5.45%
	PTC	B	5.27%
	TT	A	5.17%
	WM	B	3.96%
	MU	D	3.16%
	WMS	F	2.82%
	CSX	C	2.54%
	SAIA	B	1.37%
	LRCX	F	1.27%
	URI	C	1.04%

SUPP Underweight 8 Positions Relative to DIVY

	Symbol	Grade	Weight
	OKE	A	-4.95%
	T	A	-4.76%
	LYB	F	-4.09%
	IBM	C	-3.99%
	OMC	C	-3.81%
	C	A	-3.63%
	MTB	A	-3.52%
	PFE	F	-3.43%

SUPP: Top Represented Industries & Keywords

Industries: Building Materials Rental & Leasing Services Semiconductors Specialty Industrial Machinery Waste Management Aerospace & Defense Railroads Rubber & Plastics Semiconductor Equipment & Materials Semiconductor Memory Software - Application Trucking

Keywords: S&P 500 Nasdaq 100 Gravel Plastic Semiconductor Devices Building Materials CMOS Chemical Product Collection Services Computing Construction Consumer Devices Consumer Electronics Crushed Stone Dielectric Disposal Services Electricity Freight Transport IBD 50 Image Sensor

DIVY: Top Represented Industries & Keywords

Industries: Advertising Agencies Banks - Global Banks - Regional - US Drug Manufacturers - Major Information Technology Services Oil & Gas Midstream Specialty Chemicals Telecom Services

Keywords: S&P 500 Bank Banking Cash Management Technology Segment Acetate Acid Advisory Services Alcohol Alloys Alzheimer's Disease Animal Health Anti Infectives Batteries Battery Charger Biopharmaceutical Broadband Business Economics Business Process Management Business Process Services