SMLL vs. LSAF ETF Comparison

Comparison of Harbor Active Small Cap ETF (SMLL) to LeaderShares AlphaFactor US Core Equity ETF (LSAF)
SMLL

Harbor Active Small Cap ETF

SMLL Description

The investment seeks daily investment results, before fees and expenses, of 200% of the daily performance of the Russell 2000® Index. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments, such as swap agreements, and securities of the index, ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index measures the performance of approximately 2,000 small-cap companies in the Russell 3000® Index, based on a combination of their market capitalization and current index membership. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$21.89

Average Daily Volume

3,538

Number of Holdings *

40

* may have additional holdings in another (foreign) market
LSAF

LeaderShares AlphaFactor US Core Equity ETF

LSAF Description The investment seeks to provide investment results that correspond generally, before fees and expenses, to the performance of the AlphaFactor® US Core Equity Index. Under normal circumstances, at least 80% of the fund's net assets, including any borrowings for investment purposes, will be invested in a diversified portfolio of equity securities of U.S. common stocks included in the index. The index utilizes a quantitative rules-based investment methodology that applies a multi-factor ranking process and is focused on the largest 1,000 U.S. common stocks based on market capitalization.

Grade (RS Rating)

Last Trade

$42.49

Average Daily Volume

11,449

Number of Holdings *

99

* may have additional holdings in another (foreign) market
Performance
Period SMLL LSAF
30 Days 5.10% 0.11%
60 Days 11.54% 4.17%
90 Days 9.66%
12 Months 31.71%
3 Overlapping Holdings
Symbol Grade Weight in SMLL Weight in LSAF Overlap
FBIN F 1.07% 0.8% 0.8%
RL B 1.06% 1.01% 1.01%
RS B 3.43% 1.04% 1.04%
SMLL Overweight 37 Positions Relative to LSAF
Symbol Grade Weight
LBRT F 6.17%
KNSL B 4.97%
SSNC C 4.74%
JBI F 4.68%
DOCS B 3.71%
PCTY B 3.66%
ZG A 3.13%
FOUR A 3.08%
WTFC A 3.01%
LYFT B 2.71%
FRSH C 2.63%
APAM A 2.61%
RLJ C 2.42%
ATR B 2.37%
WRBY A 2.04%
OSCR D 1.95%
LSTR D 1.85%
PLOW D 1.79%
USPH C 1.77%
HAYW A 1.76%
PECO A 1.56%
MC B 1.51%
MCRI A 1.51%
MORN B 1.49%
SAM C 1.32%
NNN C 1.3%
CHWY B 1.26%
QTWO B 1.26%
WSC F 1.2%
NWE C 1.09%
RBC A 1.08%
BECN A 1.08%
EWCZ D 1.01%
TRUE B 0.95%
TMCI C 0.91%
CMS C 0.88%
REYN D 0.74%
SMLL Underweight 96 Positions Relative to LSAF
Symbol Grade Weight
EXEL B -1.3%
TRGP A -1.25%
SYF B -1.23%
FTNT B -1.2%
GM B -1.2%
AAON B -1.19%
EXPE A -1.16%
NTNX B -1.15%
UNM A -1.14%
FICO A -1.14%
AMP A -1.13%
GS A -1.13%
BKNG A -1.12%
FI A -1.12%
LOPE B -1.12%
VST A -1.12%
CPAY A -1.12%
OWL A -1.11%
PLNT A -1.1%
TMUS A -1.09%
EQH B -1.09%
STLD B -1.08%
MAR A -1.08%
PRI A -1.07%
LNW F -1.07%
UTHR C -1.06%
JBL C -1.05%
DUOL B -1.05%
GOOGL B -1.04%
FOXA B -1.04%
GEN B -1.04%
IT B -1.03%
PSN C -1.03%
CMI A -1.03%
KBR D -1.03%
SAIC D -1.03%
WSO A -1.02%
HLT A -1.02%
ORLY B -1.01%
MUSA A -1.01%
WRB A -1.01%
GWRE A -1.01%
EXP B -1.01%
ORI A -1.0%
AXP B -1.0%
MO A -1.0%
FIS A -0.99%
BR A -0.99%
AMG A -0.98%
LPX A -0.98%
EEFT C -0.98%
WWD B -0.97%
H B -0.97%
PVH C -0.96%
REG A -0.96%
AIG A -0.96%
COLM B -0.95%
HIG A -0.95%
CSL C -0.95%
LOW A -0.94%
MET A -0.94%
THC C -0.94%
SPB C -0.94%
CAT B -0.94%
AZO A -0.94%
GPK D -0.93%
TXT D -0.93%
SNX C -0.93%
AFL C -0.93%
PSX C -0.92%
LMT D -0.92%
MTG C -0.92%
SPGI C -0.92%
TOL B -0.92%
CI D -0.92%
AAPL C -0.91%
DVA C -0.91%
MPC C -0.9%
EBAY D -0.89%
COKE D -0.89%
POST D -0.89%
MAS D -0.88%
HRB D -0.88%
DD D -0.87%
NVR D -0.87%
BLDR D -0.86%
AN D -0.86%
PHM D -0.84%
NSA C -0.83%
MHK D -0.83%
BLD F -0.83%
LEN D -0.83%
HCA F -0.82%
MTD F -0.79%
WMS F -0.78%
CROX F -0.66%
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