SMLL vs. EQUL ETF Comparison

Comparison of Harbor Active Small Cap ETF (SMLL) to IQ Engender Equality ETF (EQUL)
SMLL

Harbor Active Small Cap ETF

SMLL Description

The investment seeks daily investment results, before fees and expenses, of 200% of the daily performance of the Russell 2000® Index. The fund invests at least 80% of its net assets (plus borrowing for investment purposes) in financial instruments, such as swap agreements, and securities of the index, ETFs that track the index and other financial instruments that provide daily leveraged exposure to the index or ETFs that track the index. The index measures the performance of approximately 2,000 small-cap companies in the Russell 3000® Index, based on a combination of their market capitalization and current index membership. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$22.42

Average Daily Volume

3,358

Number of Holdings *

40

* may have additional holdings in another (foreign) market
EQUL

IQ Engender Equality ETF

EQUL Description The EQUL IQ Engender Equality ETF tracks the Solactive Equileap U.S. Gender Equality Index, which is designed to deliver exposure to global companies that promote gender equality and are committed to women’s empowerment through equal compensation and gender balance in leadership and the workforce.

Grade (RS Rating)

Last Trade

$27.12

Average Daily Volume

225

Number of Holdings *

75

* may have additional holdings in another (foreign) market
Performance
Period SMLL EQUL
30 Days 9.52% -0.45%
60 Days 13.98% 1.12%
90 Days 4.86%
12 Months 26.72%
1 Overlapping Holdings
Symbol Grade Weight in SMLL Weight in EQUL Overlap
LYFT C 2.71% 1.99% 1.99%
SMLL Overweight 39 Positions Relative to EQUL
Symbol Grade Weight
LBRT D 6.17%
KNSL B 4.97%
SSNC B 4.74%
JBI F 4.68%
DOCS C 3.71%
PCTY C 3.66%
RS B 3.43%
ZG A 3.13%
FOUR A 3.08%
WTFC A 3.01%
FRSH B 2.63%
APAM B 2.61%
RLJ C 2.42%
ATR B 2.37%
WRBY A 2.04%
OSCR D 1.95%
LSTR D 1.85%
PLOW D 1.79%
USPH B 1.77%
HAYW B 1.76%
PECO A 1.56%
MC C 1.51%
MCRI A 1.51%
MORN B 1.49%
SAM C 1.32%
NNN C 1.3%
CHWY B 1.26%
QTWO A 1.26%
WSC F 1.2%
NWE B 1.09%
RBC A 1.08%
BECN B 1.08%
FBIN D 1.07%
RL C 1.06%
EWCZ F 1.01%
TRUE C 0.95%
TMCI C 0.91%
CMS C 0.88%
REYN D 0.74%
SMLL Underweight 74 Positions Relative to EQUL
Symbol Grade Weight
WFC A -1.75%
DASH B -1.72%
CRM B -1.68%
GM C -1.59%
GS A -1.58%
CMI A -1.57%
PYPL B -1.57%
MAR A -1.57%
AFRM A -1.56%
AA A -1.55%
Z A -1.54%
C A -1.52%
BMY B -1.52%
BAC A -1.52%
GLOB B -1.51%
JPM A -1.51%
BLK B -1.51%
HLT A -1.49%
ADSK A -1.49%
ALB B -1.48%
VFC C -1.45%
ILMN C -1.43%
META D -1.41%
INTU B -1.41%
PARA C -1.41%
MET A -1.39%
VRSK A -1.38%
SCI B -1.36%
MA B -1.36%
BSX A -1.36%
WELL A -1.35%
KEYS A -1.34%
F C -1.33%
ACN B -1.33%
YUM D -1.32%
MCD D -1.31%
K A -1.3%
NBIX C -1.3%
MCO B -1.29%
NYT D -1.29%
UBER F -1.29%
CLX A -1.29%
WBA F -1.27%
ECL D -1.27%
VTR B -1.27%
CRL D -1.26%
SPGI C -1.26%
ETSY D -1.23%
BMRN F -1.22%
PG C -1.22%
PEP F -1.21%
IPG D -1.21%
KMB C -1.19%
SJM D -1.19%
XYL D -1.19%
WEX D -1.18%
VZ C -1.18%
JNJ C -1.18%
HAS D -1.17%
HSY F -1.16%
AMGN F -1.15%
DOW F -1.14%
IFF D -1.12%
GIS D -1.12%
KO D -1.12%
MDLZ F -1.12%
CL D -1.12%
HALO F -1.11%
MRK D -1.08%
BIIB F -1.07%
COTY F -1.06%
NEM D -0.99%
CNC D -0.99%
OGN F -0.95%
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