SHLD vs. ARKX ETF Comparison

Comparison of Global X Defense Tech ETF (SHLD) to ARK Space Exploration & Innovation ETF (ARKX)

SHLD

Global X Defense Tech ETF

SHLD Description

The investment seeks to provide investment results that track the performance of the Nasdaq Yewno Aerospace & Defense IndexTM before fees and expenses. Under normal circumstances, the fund seeks to achieve its investment objective by investing at least 80% of its assets in securities of companies in the index that are tied to the protection of national security interests of the United States. From the universe of eligible securities, the index identifies the top 50 eligible companies ranked by total outstanding contracts relating to the protection of U.S. national security interests, and projected revenue amounts.

Grade (RS Rating)

Last Trade

$37.46

Average Daily Volume

279,475

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$16.42

Average Daily Volume

35,278

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SHLD	ARKX
30 Days	-1.60%	-1.02%
60 Days	0.19%	7.11%
90 Days	8.02%	9.18%
12 Months	42.16%	23.64%

5 Overlapping Holdings

Symbol	Grade	Weight in SHLD	Weight in ARKX	Overlap
AVAV	B	2.14%	8.21%	2.14%
KTOS	C	1.22%	9.43%	1.22%
LHX	A	4.36%	4.61%	4.36%
LMT	D	8.27%	1.3%	1.3%
PLTR	B	7.97%	3.28%	3.28%

SHLD Overweight 12 Positions Relative to ARKX

Symbol	Grade	Weight
RTX	C	8.26%
NOC	D	7.58%
GD	C	7.11%
LDOS	A	4.96%
PSN	A	4.11%
BWXT	B	4.04%
HII	F	3.49%
MOG.A	C	1.95%
OSIS	F	0.77%
MRCY	D	0.66%
NPK	F	0.14%
BBAI	D	0.06%

SHLD Underweight 20 Positions Relative to ARKX

Symbol	Grade	Weight
IRDM	B	-9.25%
RKLB	A	-7.05%
TRMB	A	-6.37%
TER	F	-6.2%
AMZN	A	-3.73%
BLDE	B	-3.62%
ACHR	C	-2.77%
DE	B	-2.62%
GRMN	A	-2.38%
GOOG	A	-2.22%
JOBY	D	-2.03%
PRNT	B	-1.83%
HEI	D	-1.56%
TDY	B	-1.43%
HON	B	-1.38%
PATH	C	-1.29%
SNPS	B	-1.25%
AMD	F	-1.18%
ANSS	C	-1.04%
DDD	C	-0.8%