SEMI vs. ARKX ETF Comparison

Comparison of Columbia Seligman Semiconductor and Technology ETF (SEMI) to ARK Space Exploration & Innovation ETF (ARKX)

SEMI

Columbia Seligman Semiconductor and Technology ETF

SEMI Description

SEMI is designed to provide exposure to the broad information technology sector by focusing on pure-play companies related to the semiconductor industry. The fund actively and generally invests in 30-50 high-conviction semiconductor or semiconductor-related firms, as defined by GICS, including those under communication equipment, electronic equipment, technology hardware, storage and peripherals, and software. Additionally, the fund requires at least 25% of its assets be invested in companies in the semiconductor and semiconductor equipment industry. Security selection is done through extensive in-depth research. SEMI is a non-transparent ETF and does not provide daily disclosure of its portfolio holdings unlike other ETFs. As such, there is a risk that shares of the fund may trade at wider spreads, especially during periods of volatility. The fund instead publishes a trading basket daily, which provides a preview of selected holdings without disclosing the actual portfolio.

Grade (RS Rating)

Last Trade

$25.15

Average Daily Volume

2,960

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$18.51

Average Daily Volume

64,569

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SEMI	ARKX
30 Days	-4.95%	7.82%
60 Days	-1.05%	15.77%
90 Days	-3.61%	19.22%
12 Months	23.02%	28.68%

3 Overlapping Holdings

Symbol	Grade	Weight in SEMI	Weight in ARKX	Overlap
AMD	F	2.83%	1.12%	1.12%
SNPS	C	1.79%	1.2%	1.2%
TER	F	2.3%	5.43%	2.3%

SEMI Overweight 25 Positions Relative to ARKX

Symbol	Grade	Weight
NVDA	A	17.8%
AVGO	D	15.11%
LRCX	F	6.56%
ADI	D	4.55%
ASML	F	4.49%
AMAT	F	4.42%
TSM	C	4.34%
KLAC	F	4.33%
MPWR	F	3.9%
NXPI	F	3.68%
QCOM	F	3.27%
MCHP	F	2.95%
MRVL	B	2.79%
MU	D	2.59%
ON	F	2.18%
ARM	F	1.7%
CDNS	B	1.4%
TXN	C	1.0%
QRVO	F	0.45%
GFS	C	0.43%
WDC	F	0.32%
INTC	C	0.28%
SLAB	F	0.27%
SWKS	F	0.23%
MKSI	C	0.23%

SEMI Underweight 22 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	C	-9.84%
RKLB	B	-9.73%
IRDM	F	-8.3%
AVAV	C	-7.36%
TRMB	B	-6.82%
LHX	B	-4.58%
AMZN	B	-3.85%
PLTR	B	-3.78%
ACHR	B	-3.22%
BLDE	D	-3.2%
GRMN	B	-2.77%
DE	C	-2.28%
JOBY	B	-2.2%
GOOG	B	-2.13%
PRNT	B	-1.77%
HEI	A	-1.56%
HON	B	-1.42%
TDY	B	-1.36%
PATH	C	-1.25%
LMT	D	-1.2%
ANSS	B	-0.99%
DDD	C	-0.77%