SEA vs. NBSM ETF Comparison

Comparison of U.S. Global Sea to Sky Cargo ETF (SEA) to Neuberger Berman Small-Mid Cap ETF (NBSM)

SEA

U.S. Global Sea to Sky Cargo ETF

SEA Description

The investment seeks to track the investment results (before fees and expenses) of the Dow Jones Global Shipping IndexSM (the underlying index). The fund generally will invest at least 90% of its total assets in the securities that comprise the underlying index, as well as American depositary receipts (ADRs) and global depositary receipts (GDRs) that represent securities in the underlying index. The underlying index is comprised of developed market-listed equity securities of companies that are classified as being in the shipping industry. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$18.36

Average Daily Volume

6,026

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NBSM

Neuberger Berman Small-Mid Cap ETF

NBSM Description

NBSM focuses on capital growth primarily through investments in small- and mid-cap firms. The fund seeks out undervalued companies with strong market positions and financial health, mainly in domestic markets with a minor proportion in foreign securities. Utilizing a bottom-up analysis, the fund manager identifies organizations they believe are valued below their intrinsic worth. Key considerations include historical returns, market niche, barriers to entry, and self-financing capabilities, emphasizing companies with established business operations over speculative growth prospects. NBSM aims to capitalize on market inefficiencies and manage risks through diversification and fundamental analysis. Furthermore, the manager also takes into account ESG factors into their decision making whenever applicable, aiming for a more comprehensive evaluation of potential investments. The fund may sell a security if it underperforms, reaches a set price or when better investment opportunities arise.

Grade (RS Rating)

Last Trade

$24.87

Average Daily Volume

14,348

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SEA	NBSM
30 Days	-0.81%	-0.72%
60 Days	12.93%	-1.47%
90 Days	19.81%	-2.89%
12 Months	23.01%

0 Overlapping Holdings

	Symbol	Grade	Weight in SEA	Weight in NBSM	Overlap

SEA Overweight 14 Positions Relative to NBSM

Symbol	Grade	Weight
TRMD	A	5.05%
TNK	B	4.98%
HAFN	C	4.97%
BWLP	C	4.81%
STNG	B	4.28%
INSW	B	4.03%
ASC	B	4.02%
DAC	B	4.01%
LPG	D	3.98%
EXPD	B	3.04%
FDX	B	2.96%
UPS	F	2.9%
ZTO	F	2.78%
GSL	B	2.01%

SEA Underweight 10 Positions Relative to NBSM

Symbol	Grade	Weight
KEX	B	-3.99%
EXP	D	-3.67%
TDW	D	-3.22%
WSO	B	-3.09%
TTEK	C	-2.95%
FICO	A	-2.93%
RBC	C	-2.92%
ITT	D	-2.9%
LSCC	D	-2.85%
ATR	D	-2.65%

SEA: Top Represented Industries & Keywords

Industries: Shipping & Ports Integrated Shipping & Logistics Marine Shipping