SDVY vs. NUMV ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to NuShares ESG Mid-Cap Value ETF (NUMV)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$39.61

Average Daily Volume

1,380,892

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NUMV

NuShares ESG Mid-Cap Value ETF

NUMV Description

The Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG USA Mid-Cap Value Index.

Grade (RS Rating)

Last Trade

$37.72

Average Daily Volume

26,135

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	NUMV
30 Days	9.60%	3.46%
60 Days	9.45%	3.19%
90 Days	10.70%	5.42%
12 Months	38.70%	29.93%

14 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in NUMV	Overlap
ALLY	C	1.02%	1.02%	1.02%
CFG	B	1.1%	0.07%	0.07%
EQH	B	1.1%	0.26%	0.26%
EXPD	D	0.96%	1.33%	0.96%
FITB	A	1.06%	0.8%	0.8%
HBAN	A	1.17%	1.92%	1.17%
IEX	B	1.06%	0.35%	0.35%
IPG	D	0.9%	1.12%	0.9%
J	F	1.05%	0.08%	0.08%
NTAP	C	1.0%	1.48%	1.0%
OC	A	1.11%	1.66%	1.11%
PHM	D	0.9%	1.81%	0.9%
STLD	B	1.19%	0.92%	0.92%
SYF	B	1.26%	0.28%	0.28%

SDVY Overweight 80 Positions Relative to NUMV

Symbol	Grade	Weight
TPL	A	1.54%
EWBC	A	1.27%
UNM	A	1.26%
CALM	A	1.26%
SNA	A	1.25%
MLI	C	1.24%
FIX	A	1.23%
WTTR	B	1.23%
ZION	B	1.21%
SNV	B	1.21%
WTFC	A	1.2%
GRMN	B	1.19%
EME	C	1.18%
PRDO	B	1.18%
WSM	B	1.17%
CR	A	1.16%
CADE	B	1.15%
G	B	1.14%
IBOC	A	1.13%
RF	A	1.13%
DELL	C	1.13%
CINF	A	1.12%
MATX	C	1.12%
RS	B	1.11%
OZK	B	1.11%
CMC	B	1.11%
CMA	A	1.1%
KTB	B	1.1%
LECO	B	1.09%
CRBG	B	1.09%
CRC	B	1.09%
CF	B	1.09%
SLM	A	1.08%
EBC	B	1.08%
RHI	B	1.08%
RL	B	1.08%
JXN	C	1.08%
BKE	B	1.07%
SM	B	1.07%
MGY	A	1.06%
PHIN	A	1.05%
GGG	B	1.04%
EDR	A	1.04%
ITT	A	1.04%
RGA	A	1.03%
AFG	A	1.03%
BEN	C	1.03%
VOYA	B	1.03%
WHD	B	1.02%
TEX	D	1.0%
TOL	B	1.0%
BCC	B	0.99%
LSTR	D	0.99%
FBP	B	0.99%
SLVM	B	0.99%
UFPI	B	0.98%
EG	C	0.97%
MTG	C	0.97%
OMC	C	0.96%
WGO	C	0.96%
AGCO	D	0.96%
RDN	C	0.95%
BPOP	B	0.95%
AESI	B	0.93%
DKS	C	0.91%
DINO	D	0.91%
KBH	D	0.89%
WLK	D	0.88%
SHOO	D	0.87%
MTH	D	0.87%
ESNT	D	0.87%
AOS	F	0.86%
LEA	D	0.86%
IBP	D	0.86%
WMS	D	0.84%
CCS	D	0.83%
AMKR	D	0.81%
VSH	D	0.81%
NSP	D	0.79%
CRI	D	0.75%

SDVY Underweight 76 Positions Relative to NUMV

Symbol	Grade	Weight
OKE	A	-2.82%
URI	B	-2.61%
BKR	B	-2.42%
HIG	B	-1.98%
IRM	D	-1.93%
CAH	B	-1.92%
HOOD	B	-1.82%
ATO	A	-1.79%
GEN	B	-1.77%
PFG	D	-1.76%
HPE	B	-1.68%
NI	A	-1.67%
AWK	D	-1.66%
BR	A	-1.66%
TRMB	B	-1.64%
K	A	-1.63%
WTW	B	-1.62%
CBOE	B	-1.59%
BXP	D	-1.58%
AIZ	A	-1.58%
ES	D	-1.57%
STE	F	-1.57%
IFF	D	-1.57%
ALLE	D	-1.53%
SOLV	C	-1.51%
HST	C	-1.51%
FSLR	F	-1.48%
BALL	D	-1.47%
LYB	F	-1.47%
DOC	D	-1.47%
CBRE	B	-1.43%
WPC	D	-1.37%
WTRG	B	-1.36%
AVTR	F	-1.29%
BG	F	-1.28%
PNR	A	-1.22%
PPG	F	-1.21%
HOLX	D	-1.16%
KEYS	A	-1.16%
ARE	D	-1.1%
LKQ	D	-1.09%
FOX	A	-1.05%
GPC	D	-1.02%
XYL	D	-1.01%
IR	B	-0.96%
CHD	B	-0.83%
LH	C	-0.81%
MKC	D	-0.81%
NTRS	A	-0.79%
AKAM	D	-0.78%
STT	A	-0.77%
ULTA	F	-0.77%
MKTX	D	-0.72%
KMX	B	-0.68%
CCK	C	-0.66%
POOL	C	-0.63%
JBHT	C	-0.61%
APTV	D	-0.61%
NDAQ	A	-0.59%
CNH	C	-0.56%
DOV	A	-0.5%
HRL	D	-0.49%
CAG	D	-0.43%
DGX	A	-0.42%
DFS	B	-0.37%
BBWI	D	-0.35%
CHRW	C	-0.17%
CLX	B	-0.16%
WDC	D	-0.14%
ACGL	D	-0.1%
REG	B	-0.03%
PARA	C	-0.03%
KIM	A	-0.02%
TTC	D	-0.02%
AVY	D	-0.01%
AVB	B	-0.01%