SDVY vs. ICAP ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to InfraCap Equity Income Fund ETF (ICAP)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$38.05

Average Daily Volume

1,234,995

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ICAP

InfraCap Equity Income Fund ETF

ICAP Description

The investment seeks to maximize income and pursue total return opportunities. The fund, under normal conditions, will invest at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of companies that pay dividends during normal market conditions. The fund will invest primarily in securities of U.S. companies, but may invest in foreign securities, including securities of companies located in emerging markets. To obtain high yield and total return, the adviser will favor sectors and industries that it currently views are undervalued on a relative basis.

Grade (RS Rating)

Last Trade

$27.46

Average Daily Volume

7,956

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	ICAP
30 Days	2.01%	-1.28%
60 Days	5.52%	2.04%
90 Days	8.98%	7.51%
12 Months	32.64%	29.33%

2 Overlapping Holdings

	Symbol	Grade	Weight in SDVY	Weight in ICAP	Overlap
	CFG	B	1.1%	3.15%	1.1%
	FITB	B	1.07%	1.06%	1.06%

SDVY Overweight 92 Positions Relative to ICAP

Symbol	Grade	Weight
TPL	A	1.44%
SYF	B	1.27%
SNA	B	1.26%
ZION	B	1.24%
EWBC	A	1.24%
PRDO	B	1.24%
SNV	B	1.24%
GRMN	B	1.23%
MLI	B	1.23%
UNM	A	1.22%
MATX	B	1.22%
WTFC	B	1.21%
CALM	A	1.2%
WTTR	A	1.18%
JXN	C	1.18%
CADE	B	1.18%
STLD	B	1.17%
G	B	1.17%
J	D	1.17%
HBAN	B	1.16%
CR	A	1.14%
IBOC	B	1.14%
FIX	A	1.14%
DELL	B	1.13%
KTB	A	1.13%
RHI	C	1.13%
EME	A	1.13%
LECO	C	1.12%
RL	C	1.12%
EQH	B	1.12%
CMC	B	1.12%
CMA	B	1.12%
OC	A	1.11%
RF	A	1.11%
RS	B	1.1%
BKE	B	1.1%
OZK	B	1.1%
CINF	A	1.1%
CRBG	B	1.09%
IEX	B	1.09%
EBC	B	1.08%
CRC	A	1.07%
SLM	B	1.07%
ITT	A	1.05%
VOYA	B	1.05%
SM	C	1.04%
LSTR	D	1.04%
AFG	A	1.04%
ALLY	C	1.04%
MGY	A	1.03%
CF	A	1.03%
PHIN	B	1.03%
GGG	B	1.03%
RGA	B	1.03%
WHD	B	1.03%
FBP	B	1.02%
BEN	C	1.02%
WGO	D	1.02%
BCC	C	1.02%
EDR	A	1.01%
UFPI	C	0.99%
TOL	B	0.99%
OMC	C	0.99%
TEX	D	0.98%
RDN	D	0.97%
MTG	D	0.96%
BPOP	C	0.96%
NTAP	C	0.96%
EXPD	D	0.95%
EG	D	0.94%
IPG	F	0.93%
AGCO	F	0.93%
AESI	B	0.92%
SHOO	D	0.92%
SLVM	C	0.92%
DKS	D	0.91%
LEA	F	0.9%
DINO	D	0.9%
ESNT	D	0.88%
KBH	D	0.88%
PHM	D	0.88%
AOS	F	0.87%
VSH	F	0.87%
WLK	F	0.87%
WSM	D	0.86%
WMS	F	0.86%
MTH	D	0.86%
IBP	F	0.85%
AMKR	F	0.83%
NSP	F	0.83%
CCS	F	0.82%
CRI	F	0.79%

SDVY Underweight 70 Positions Relative to ICAP

Symbol	Grade	Weight
GS	B	-4.97%
C	B	-4.23%
EQIX	A	-4.14%
CVX	A	-4.14%
MTB	A	-3.96%
KRC	C	-3.91%
AMZN	B	-3.87%
MPLX	A	-3.27%
AES	F	-3.2%
BXP	D	-3.13%
BAC	A	-3.05%
ORCL	A	-3.02%
FRT	B	-2.91%
SLMBP	C	-2.79%
DLR	A	-2.77%
AB	B	-2.37%
ARE	F	-2.06%
TFC	A	-2.05%
MS	A	-1.98%
NYMTN	D	-1.95%
AVGO	C	-1.95%
UGI	C	-1.83%
KHC	F	-1.82%
REXR	F	-1.7%
SPG	A	-1.69%
EIX	C	-1.67%
JPM	A	-1.61%
MCD	D	-1.58%
FANG	D	-1.48%
ARES	A	-1.47%
VOD	D	-1.43%
O	C	-1.28%
SO	C	-1.27%
DOW	F	-1.17%
CCI	C	-1.07%
XOM	B	-1.05%
USB	B	-1.03%
HON	B	-1.01%
KMI	A	-1.0%
BLMN	F	-0.98%
HPE	B	-0.98%
MRK	F	-0.85%
NWN	A	-0.74%
CAT	C	-0.68%
PM	A	-0.65%
IRM	C	-0.63%
RTX	D	-0.62%
MMM	D	-0.58%
MSFT	D	-0.55%
AMT	D	-0.55%
CSCO	B	-0.5%
VZ	C	-0.36%
CTDD	A	-0.33%
EPR	D	-0.31%
PAA	B	-0.3%
RRR	F	-0.26%
NEE	C	-0.26%
NEE	C	-0.21%
DUK	C	-0.21%
OKE	A	-0.19%
T	A	-0.18%
JNJ	D	-0.08%
MO	A	-0.07%
KO	D	-0.07%
ET	A	-0.03%
GD	D	-0.02%
WMB	A	-0.01%
D	C	-0.01%
UZE	A	-0.01%
UNH	C	-0.01%