SDVY vs. HAP ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Market Vectors Hard Assets Producers ETF (HAP)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$36.20

Average Daily Volume

1,378,044

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

HAP

Market Vectors Hard Assets Producers ETF

HAP Description

The investment seeks to replicate as closely as possible, before fees and expenses, the price and yield performance of The RogersÃ¤-Van Eck Hard Assets Producers Index. The fund normally invests at least 80% of its total assets in equity securities, which may include depositary receipts, of U.S. and foreign hard asset producer companies. It may concentrate its investments in a particular industry or group of industries to the extent that the Hard Assets Producers Index concentrates in an industry or group of industries. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$51.32

Average Daily Volume

5,457

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	HAP
30 Days	3.28%	0.94%
60 Days	1.63%	1.47%
90 Days	9.14%	3.04%
12 Months	30.73%	7.30%

5 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in HAP	Overlap
AGCO	D	0.86%	0.56%	0.56%
CF	C	1.02%	1.05%	1.02%
RS	D	0.94%	0.52%	0.52%
STLD	D	0.84%	0.56%	0.56%
UFPI	C	0.97%	0.29%	0.29%

SDVY Overweight 95 Positions Relative to HAP

Symbol	Grade	Weight
EBC	B	1.21%
G	C	1.19%
PHM	B	1.18%
CMA	A	1.18%
MLI	B	1.18%
TOL	B	1.18%
CINF	C	1.17%
CALM	A	1.17%
CCS	C	1.16%
RF	B	1.15%
MTG	B	1.14%
MTH	C	1.14%
KBH	B	1.13%
SNV	C	1.13%
FITB	B	1.12%
BKE	C	1.12%
CFG	C	1.12%
FBP	C	1.11%
BPOP	C	1.11%
HBAN	B	1.11%
PHIN	C	1.11%
RDN	C	1.1%
WTFC	C	1.09%
WHD	C	1.09%
ZION	D	1.09%
GRMN	D	1.09%
EWBC	D	1.09%
CADE	C	1.08%
OMC	B	1.08%
IBOC	D	1.08%
ESNT	B	1.08%
MCRI	C	1.07%
SLVM	A	1.07%
JXN	B	1.07%
IBP	D	1.04%
AFG	B	1.04%
CRI	D	1.04%
IPG	C	1.04%
UNM	B	1.04%
TPL	A	1.03%
KTB	A	1.03%
SNA	C	1.02%
SYF	C	1.02%
ETH	D	1.02%
AESI	C	1.01%
GGG	C	1.01%
OZK	D	1.01%
WTTR	C	1.0%
J	C	1.0%
FIX	A	1.0%
EDR	A	1.0%
RGA	B	0.99%
WGO	D	0.99%
ITT	B	0.99%
PRDO	D	0.99%
BCC	C	0.98%
EG	C	0.98%
CR	C	0.98%
EME	A	0.97%
LSTR	F	0.97%
SHOO	B	0.97%
CRC	C	0.96%
MATX	C	0.96%
SLM	D	0.95%
RHI	D	0.95%
IEX	D	0.95%
VOYA	B	0.94%
EQH	C	0.93%
EXPD	C	0.93%
AOS	D	0.92%
RL	B	0.92%
LECO	F	0.91%
MGY	C	0.91%
TEX	F	0.91%
LEA	F	0.9%
NSP	D	0.9%
WLK	D	0.89%
CMC	D	0.89%
DKS	D	0.88%
CRBG	D	0.88%
NTAP	D	0.88%
OC	D	0.87%
SSTK	F	0.85%
DINO	F	0.85%
WSM	D	0.84%
WMS	D	0.83%
CHK	D	0.83%
BEN	F	0.83%
ALLY	D	0.8%
SM	D	0.79%
SXC	F	0.77%
VSH	F	0.77%
AMKR	F	0.73%
DELL	C	0.72%
HVT	D	0.46%

SDVY Underweight 55 Positions Relative to HAP

Symbol	Grade	Weight
DE	B	-5.38%
XOM	D	-5.07%
NEE	C	-5.07%
CVX	D	-4.58%
BHP	D	-3.68%
CTVA	B	-2.74%
RIO	D	-2.1%
ADM	D	-1.79%
NEM	B	-1.74%
FCX	D	-1.7%
TTE	C	-1.54%
TSN	D	-1.41%
VALE	F	-1.34%
GOLD	B	-1.26%
COP	D	-1.05%
BG	D	-0.91%
BP	D	-0.87%
INGR	B	-0.84%
NUE	F	-0.84%
PKX	D	-0.8%
FSLR	C	-0.78%
CNH	D	-0.77%
WY	C	-0.7%
FMC	C	-0.69%
MOS	F	-0.69%
TTC	D	-0.64%
DAR	F	-0.56%
EOG	D	-0.54%
MPC	D	-0.51%
PSX	D	-0.49%
SLB	F	-0.49%
WMB	B	-0.49%
OKE	B	-0.47%
EBR	D	-0.47%
MT	D	-0.46%
E	C	-0.44%
GFI	D	-0.43%
LNG	C	-0.41%
VLO	F	-0.4%
KMI	A	-0.39%
SUZ	F	-0.39%
HES	D	-0.37%
WFG	A	-0.31%
WDS	D	-0.31%
EQNR	F	-0.31%
X	D	-0.31%
OXY	F	-0.31%
LPX	B	-0.28%
RGLD	B	-0.27%
FANG	D	-0.26%
DVN	D	-0.24%
HAL	F	-0.2%
SBSW	F	-0.14%
BVN	F	-0.14%
SEDG	F	-0.08%