SDVY vs. CDC ETF Comparison

Comparison of First Trust SMID Cap Rising Dividend Achievers ETF (SDVY) to Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund (CDC)

SDVY

First Trust SMID Cap Rising Dividend Achievers ETF

SDVY Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq US Small Mid Cap Rising Dividend AchieversTM Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks that comprise the index. The index is designed to provide access to a diversified portfolio of 100 small and mid cap companies with a history of raising their dividends and exhibit the characteristics to continue to do so in the future.

Grade (RS Rating)

Last Trade

$35.96

Average Daily Volume

1,288,025

Number of Holdings ^*

* may have additional holdings in another (foreign) market

CDC

Compass EMP U S EQ Income 100 Enhanced Volatility Weighted Fund

CDC Description

The investment seeks to provide investment results that match the performance of the CEMP U.S. Large Cap High Dividend 100 Long/Cash Volatility Weighted Index before fees and expenses. The index is an unmanaged index that consists of the common stock of the 100 highest dividend yielding stocks of the CEMP U.S. Large Cap 500 Volatility Weighted Index. The index includes only those companies with consistent positive earnings and is weighted based on the volatility of each stock. Under normal market conditions, the fund invests at least 80% of its assets in the securities of U.S. issuers included in the index as of its most recent reconstitution.

Grade (RS Rating)

Last Trade

$65.00

Average Daily Volume

31,434

Number of Holdings ^*

100

* may have additional holdings in another (foreign) market

Performance

Period	SDVY	CDC
30 Days	0.28%	1.93%
60 Days	5.65%	6.60%
90 Days	9.03%	12.31%
12 Months	31.39%	21.95%

8 Overlapping Holdings

Symbol	Grade	Weight in SDVY	Weight in CDC	Overlap
ALLY	F	1.06%	0.55%	0.55%
CFG	D	1.02%	0.68%	0.68%
CRBG	C	1.09%	0.73%	0.73%
FITB	C	1.04%	0.82%	0.82%
HBAN	C	1.03%	0.8%	0.8%
IPG	C	1.06%	1.02%	1.02%
OMC	A	1.06%	1.08%	1.06%
RF	C	1.04%	0.79%	0.79%

SDVY Overweight 87 Positions Relative to CDC

Symbol	Grade	Weight
DELL	D	1.13%
AOS	B	1.13%
RL	B	1.12%
LECO	F	1.1%
STLD	C	1.1%
MATX	B	1.1%
EXPD	B	1.09%
WLK	B	1.09%
J	D	1.09%
CR	C	1.09%
CF	A	1.09%
ITT	B	1.09%
GGG	B	1.08%
VOYA	A	1.08%
LSTR	D	1.08%
WMS	D	1.08%
CMC	C	1.08%
FIX	B	1.08%
AMKR	F	1.08%
RS	D	1.08%
KTB	B	1.08%
WSM	C	1.07%
FBP	D	1.07%
NTAP	D	1.07%
SHOO	A	1.07%
BCC	B	1.07%
AGCO	D	1.07%
DKS	D	1.07%
SNA	B	1.07%
GRMN	D	1.07%
IEX	D	1.07%
CHK	C	1.07%
LEA	F	1.07%
IBP	C	1.07%
SLM	C	1.06%
EDR	A	1.06%
RHI	D	1.06%
G	A	1.06%
UNM	A	1.06%
EQH	C	1.05%
ESNT	C	1.05%
OC	B	1.05%
MTG	B	1.05%
EG	B	1.05%
TOL	A	1.05%
VSH	F	1.05%
JXN	B	1.05%
CINF	A	1.05%
TEX	F	1.05%
AFG	B	1.05%
MTH	B	1.04%
RDN	D	1.04%
CADE	D	1.04%
WTFC	C	1.04%
BPOP	D	1.04%
UFPI	B	1.04%
BEN	F	1.04%
CRI	D	1.04%
RGA	C	1.04%
DINO	F	1.03%
CCS	C	1.03%
CALM	A	1.03%
BKE	C	1.03%
PRDO	D	1.03%
EWBC	D	1.03%
EME	C	1.03%
PHM	A	1.03%
MLI	B	1.03%
SYF	C	1.02%
SNV	D	1.02%
WGO	D	1.02%
OZK	F	1.02%
IBOC	D	1.01%
ZION	D	1.01%
KBH	C	1.01%
CMA	C	1.01%
EBC	D	1.0%
CRC	B	0.99%
NSP	F	0.99%
SLVM	C	0.99%
TPL	B	0.98%
PHIN	D	0.98%
AESI	C	0.98%
WTTR	D	0.97%
MGY	C	0.96%
SM	F	0.96%
WHD	B	0.94%

SDVY Underweight 92 Positions Relative to CDC

Symbol	Grade	Weight
DUK	B	-1.41%
PPL	A	-1.39%
NI	A	-1.37%
KMI	A	-1.34%
JNJ	C	-1.33%
CMS	A	-1.31%
FE	A	-1.31%
SO	A	-1.31%
PM	B	-1.3%
ED	A	-1.3%
EVRG	B	-1.29%
ETR	A	-1.29%
CME	A	-1.27%
PEP	D	-1.27%
LNT	A	-1.25%
CSCO	A	-1.24%
SRE	A	-1.23%
T	A	-1.22%
MDT	A	-1.21%
WMB	A	-1.2%
PFG	C	-1.19%
MET	A	-1.19%
DOW	B	-1.17%
OKE	C	-1.17%
LYB	D	-1.16%
EIX	A	-1.16%
PAYX	A	-1.16%
WEC	A	-1.16%
DTE	A	-1.16%
AEP	B	-1.15%
XOM	B	-1.15%
GIS	B	-1.13%
KMB	B	-1.13%
CVX	D	-1.13%
AEE	A	-1.12%
VZ	A	-1.12%
MO	B	-1.12%
CNP	B	-1.1%
ABBV	A	-1.1%
DRI	C	-1.09%
EMN	B	-1.08%
KHC	B	-1.07%
CMCSA	B	-1.07%
CAG	B	-1.06%
STT	C	-1.04%
EXC	A	-1.04%
SJM	B	-1.03%
CLX	B	-1.03%
IBM	C	-1.03%
CPB	D	-1.03%
HSY	D	-1.02%
TAP	D	-1.0%
XEL	A	-0.98%
EOG	D	-0.97%
PRU	C	-0.97%
TROW	D	-0.96%
D	A	-0.95%
CTRA	D	-0.95%
MS	B	-0.94%
FNF	A	-0.93%
GPC	D	-0.92%
NTRS	C	-0.92%
GILD	A	-0.9%
PNC	C	-0.88%
C	B	-0.87%
BG	D	-0.86%
MTB	C	-0.84%
GLW	C	-0.83%
AMGN	D	-0.82%
PSX	F	-0.82%
KVUE	C	-0.82%
USB	C	-0.81%
UPS	D	-0.81%
DVN	F	-0.81%
OWL	B	-0.78%
HRL	F	-0.76%
STX	B	-0.76%
FANG	F	-0.76%
CVS	D	-0.73%
IP	B	-0.73%
OVV	F	-0.71%
VLO	F	-0.7%
AES	B	-0.7%
TGT	C	-0.69%
HPQ	C	-0.67%
KEY	C	-0.64%
BBY	B	-0.63%
EL	D	-0.61%
MMM	B	-0.6%
ADM	D	-0.58%
F	D	-0.54%
DG	F	-0.46%