SBIO vs. ARKK ETF Comparison

Comparison of ALPS Medical Breakthroughs ETF (SBIO) to ARK Innovation ETF (ARKK)
SBIO

ALPS Medical Breakthroughs ETF

SBIO Description

The investment seeks investment results that correspond (before fees and expenses) generally to the performance of its underlying index, the Poliwogg Medical Breakthroughs IndexSM. The fund employs a "passive management" - or indexing - investment approach designed to track the performance of the underlying index. It will normally invest at least 80% of its net assets in securities that comprise the underlying index. The underlying index is comprised of small- and mid-cap stocks of biotechnology and pharmaceutical companies that have one or more drugs in either Phase II or Phase III U.S. Food and Drug Administration clinical trials. It is non-diversified.

Grade (RS Rating)

Last Trade

$37.67

Average Daily Volume

5,453

Number of Holdings *

83

* may have additional holdings in another (foreign) market
ARKK

ARK Innovation ETF

ARKK Description The investment seeks long-term growth of capital. The fund is an actively-managed exchange-traded fund ("ETF") that will invest under normal circumstances primarily (at least 65% of its assets) in domestic and foreign equity securities of companies that are relevant to the fund's investment theme of disruptive innovation. Its investments in foreign equity securities will be in both developed and emerging markets. The fund currently intends to use only American Depositary Receipts ("ADRs") when purchasing foreign securities. It is non-diversified.

Grade (RS Rating)

Last Trade

$46.55

Average Daily Volume

6,669,783

Number of Holdings *

32

* may have additional holdings in another (foreign) market
Performance
Period SBIO ARKK
30 Days 2.69% 8.58%
60 Days 9.96% 17.58%
90 Days 14.29% 1.31%
12 Months 41.18% 20.78%
1 Overlapping Holdings
Symbol Grade Weight in SBIO Weight in ARKK Overlap
NTLA F 1.41% 2.96% 1.41%
SBIO Overweight 82 Positions Relative to ARKK
Symbol Grade Weight
KRYS D 3.49%
RNA B 3.28%
CORT B 3.08%
ALKS B 3.06%
ACLX C 2.99%
IMVT D 2.79%
DNLI C 2.75%
CRNX C 2.72%
MRUS D 2.25%
FOLD F 2.14%
XENE D 1.94%
PTCT C 1.92%
GERN D 1.83%
CGON C 1.8%
ACAD F 1.76%
IDYA F 1.76%
PTGX C 1.74%
AGIO D 1.73%
VERA C 1.69%
VRNA B 1.59%
EWTX B 1.58%
ZLAB C 1.55%
CLDX F 1.48%
VCEL F 1.41%
KROS C 1.39%
AKRO D 1.32%
GLPG D 1.29%
MIRM D 1.27%
ARVN F 1.16%
MNKD B 1.14%
SNDX F 1.11%
IMCR F 1.06%
BCRX D 1.06%
KURA F 1.01%
IRON C 1.01%
VRDN B 0.96%
RCUS D 0.93%
SPRY C 0.89%
XNCR D 0.86%
DAWN D 0.86%
TARS C 0.84%
COGT B 0.84%
LBPH D 0.75%
PRTA F 0.74%
AUPH C 0.7%
PHVS F 0.69%
APLT C 0.68%
ANAB D 0.6%
LQDA F 0.54%
ETNB F 0.52%
ERAS D 0.51%
REPL C 0.51%
OLMA F 0.49%
SVRA F 0.48%
PLRX F 0.48%
ALLO D 0.45%
FLGT F 0.43%
IRWD F 0.42%
ARCT D 0.42%
FULC F 0.41%
MLYS C 0.4%
ANNX C 0.4%
URGN F 0.39%
YMAB C 0.39%
FDMT F 0.38%
CELC F 0.38%
ALEC F 0.33%
AVXL D 0.32%
ALT F 0.31%
CMPS F 0.31%
AURA C 0.28%
TBPH F 0.27%
ACIU D 0.25%
ITOS F 0.24%
GHRS F 0.23%
ALDX C 0.22%
STRO F 0.2%
INZY D 0.2%
ZNTL F 0.19%
VNDA F 0.18%
ENTA F 0.14%
HLVX F 0.06%
SBIO Underweight 31 Positions Relative to ARKK
Symbol Grade Weight
TSLA C -15.15%
ROKU C -10.51%
COIN F -6.97%
RBLX D -6.56%
SQ D -4.87%
HOOD B -4.67%
PLTR A -4.62%
CRSP F -4.19%
SHOP B -3.96%
PATH D -2.94%
TXG F -2.88%
DKNG C -2.49%
PD F -2.42%
META A -2.31%
RXRX F -2.22%
TWST D -2.13%
U D -1.92%
BEAM F -1.86%
TER C -1.85%
TTD A -1.77%
VCYT C -1.73%
PINS D -1.47%
AMD C -1.38%
SOFI C -1.05%
MRNA F -0.77%
ACHR F -0.73%
NTRA A -0.57%
PACB D -0.57%
AMZN C -0.5%
CERS F -0.29%
PRME F -0.15%
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