OCTA vs. FXU ETF Comparison

Comparison of Octane All-Cap Value Energy ETF (OCTA) to First Trust Utilities AlphaDEX Fund (FXU)

OCTA

Octane All-Cap Value Energy ETF

OCTA Description

The fund is an actively managed exchange-traded fund ("ETF") that seeks to achieve its objective by investing in U.S.-listed equity securities of "Energy Companies." It will invest, under normal circumstances, at least 80% of its net assets plus the amount of borrowings for investment purposes, in equity securities of Value Energy Companies.

Grade (RS Rating)

Last Trade

$19.08

Average Daily Volume

1,019

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.71

Average Daily Volume

71,760

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OCTA	FXU
30 Days	-0.22%	6.96%
60 Days	5.89%	13.26%
90 Days		18.42%
12 Months		43.46%

0 Overlapping Holdings

	Symbol	Grade	Weight in OCTA	Weight in FXU	Overlap

OCTA Overweight 10 Positions Relative to FXU

Symbol	Grade	Weight
TTE	B	5.33%
BWLP	C	5.12%
TRMD	D	4.97%
CRC	B	4.91%
BTU	B	4.54%
PBF	F	4.36%
APA	F	4.33%
VLO	F	4.21%
SHEL	D	4.16%
EOG	B	3.72%

OCTA Underweight 39 Positions Relative to FXU

Symbol	Grade	Weight
VST	A	-4.87%
ETR	A	-4.36%
NRG	A	-4.17%
EVRG	C	-4.16%
EXC	C	-4.15%
NFG	A	-3.98%
CEG	A	-3.65%
AGR	C	-3.58%
AEE	A	-3.46%
XEL	C	-3.44%
ATO	A	-3.36%
ED	C	-3.31%
PNW	C	-3.29%
OGE	C	-3.25%
PCG	C	-3.23%
CWEN	C	-2.64%
NI	A	-2.55%
AEP	C	-2.48%
DUK	C	-2.47%
DTE	B	-2.45%
IDA	D	-2.36%
SRE	C	-2.34%
WTRG	D	-2.19%
WEC	B	-1.73%
EIX	C	-1.72%
LNT	B	-1.7%
PPL	C	-1.69%
CMS	A	-1.68%
D	A	-1.66%
FE	C	-1.64%
CNP	B	-1.34%
NEE	C	-0.85%
PEG	A	-0.85%
SO	A	-0.83%
AES	C	-0.81%
AWK	D	-0.8%
UGI	C	-0.77%
CLH	B	-0.75%
WM	B	-0.69%

OCTA: Top Represented Industries & Keywords

Industries: Oil & Gas E&P Oil & Gas Integrated Oil & Gas Refining & Marketing Coal Marine Shipping Shipping & Ports