OCEN vs. XLU ETF Comparison

Comparison of IQ Clean Oceans ETF (OCEN) to SPDR Select Sector Fund - Utilities (XLU)

OCEN

IQ Clean Oceans ETF

OCEN Description

The OCEN IQ Clean Oceans ETF tracks the IQ Clean Oceans Index, which seeks to track companies that help to protect and/or achieve cleaner oceans through reduced pollution and increased resource efficiency.

Grade (RS Rating)

Last Trade

$23.23

Average Daily Volume

123

Number of Holdings ^*

* may have additional holdings in another (foreign) market

XLU

SPDR Select Sector Fund - Utilities

XLU Description

The investment seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of publicly traded equity securities of companies in The Utilities Select Sector Index. In seeking to track the performance of the index, the fund employs a replication strategy. It generally invests substantially all, but at least 95%, of its total assets in the securities comprising the index. The index includes companies from the following industries: electric utilities; multi-utilities; independent power producers & energy traders; and gas utilities. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$81.43

Average Daily Volume

10,515,155

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OCEN	XLU
30 Days	2.11%	7.46%
60 Days	7.43%	10.46%
90 Days	3.75%	19.80%
12 Months	25.37%	49.69%

2 Overlapping Holdings

	Symbol	Grade	Weight in OCEN	Weight in XLU	Overlap
	AWK	C	2.36%	2.35%	2.35%
	EXC	A	3.06%	3.3%	3.06%

OCEN Overweight 20 Positions Relative to XLU

Symbol	Grade	Weight
INTC	D	3.12%
NKE	D	3.08%
IR	B	3.03%
MSFT	C	3.02%
ABBV	A	2.98%
XYL	B	2.71%
NXPI	F	2.66%
FSLR	C	2.05%
SW	B	2.04%
BALL	B	1.72%
UMC	D	1.69%
WSM	C	1.55%
SUI	C	1.42%
ENPH	D	1.24%
AYI	A	0.69%
BMI	A	0.53%
ORA	B	0.25%
OI	D	0.24%
AGR	C	0.24%
SEDG	F	0.2%

OCEN Underweight 29 Positions Relative to XLU

Symbol	Grade	Weight
NEE	A	-13.93%
SO	A	-8.03%
DUK	B	-7.36%
CEG	B	-6.58%
AEP	B	-4.41%
SRE	A	-4.31%
D	A	-3.98%
PEG	A	-3.54%
PCG	B	-3.52%
ED	A	-2.93%
XEL	A	-2.92%
VST	A	-2.89%
EIX	A	-2.69%
WEC	A	-2.45%
ETR	A	-2.26%
DTE	A	-2.12%
PPL	A	-1.96%
ES	A	-1.94%
FE	A	-1.87%
AEE	A	-1.87%
CMS	A	-1.71%
ATO	A	-1.69%
NRG	A	-1.49%
CNP	B	-1.48%
NI	A	-1.25%
LNT	A	-1.25%
EVRG	B	-1.16%
AES	B	-1.1%
PNW	A	-0.84%