OCEN vs. SOLR ETF Comparison

Comparison of IQ Clean Oceans ETF (OCEN) to SmartETFs Sustainable Energy II ETF (SOLR)

OCEN

IQ Clean Oceans ETF

OCEN Description

The OCEN IQ Clean Oceans ETF tracks the IQ Clean Oceans Index, which seeks to track companies that help to protect and/or achieve cleaner oceans through reduced pollution and increased resource efficiency.

Grade (RS Rating)

Last Trade

$22.99

Average Daily Volume

137

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SOLR

SmartETFs Sustainable Energy II ETF

SOLR Description

SmartETFs Sustainable Energy II ETF is an exchange traded fund launched and managed by Guinness Atkinson Asset Management, Inc. The fund is co-managed by Penserra Capital Management, LLC. The fund invests in public equity markets of global region. The fund invests in stocks of companies operating across energy and sustainable energy companies sectors. It invests in growth and value stocks of companies across diversified market capitalization. The fund invests in stocks of companies that directly promote environmental responsibility. The fund employs fundamental analysis to create its portfolio. It employs proprietary research to create its portfolio. SmartETFs Sustainable Energy II ETF was formed on November 11, 2020 and is domiciled in the United States.

Grade (RS Rating)

Last Trade

$28.42

Average Daily Volume

301

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OCEN	SOLR
30 Days	2.25%	2.87%
60 Days	1.10%	1.30%
90 Days	2.33%	2.01%
12 Months	20.96%	7.82%

5 Overlapping Holdings

Symbol	Grade	Weight in OCEN	Weight in SOLR	Overlap
ENPH	D	1.31%	1.65%	1.31%
FSLR	C	2.07%	3.59%	2.07%
NXPI	D	2.68%	2.86%	2.68%
ORA	C	0.25%	3.31%	0.25%
SEDG	F	0.11%	0.2%	0.11%

OCEN Overweight 16 Positions Relative to SOLR

Symbol	Grade	Weight
MSFT	C	3.22%
IR	C	3.2%
ABBV	C	3.19%
EXC	B	3.19%
CDNS	D	2.99%
XYL	D	2.79%
ROK	F	2.6%
NKE	D	2.6%
AWK	C	2.47%
INTC	F	2.09%
ES	C	2.01%
BALL	C	1.76%
UMC	C	1.67%
WSM	D	1.58%
AYI	A	0.71%
OI	D	0.27%

OCEN Underweight 14 Positions Relative to SOLR

Symbol	Grade	Weight
NEE	C	-4.99%
TT	A	-4.95%
HUBB	A	-4.49%
ETN	C	-4.07%
ITRI	C	-3.25%
OC	D	-3.22%
ON	F	-3.09%
IBP	D	-2.98%
APTV	D	-2.79%
ST	D	-2.74%
THRM	D	-1.94%
AMRC	C	-1.94%
CSIQ	F	-1.57%
TPIC	D	-0.19%