OCEN vs. NUMV ETF Comparison

Comparison of IQ Clean Oceans ETF (OCEN) to NuShares ESG Mid-Cap Value ETF (NUMV)

OCEN

IQ Clean Oceans ETF

OCEN Description

The OCEN IQ Clean Oceans ETF tracks the IQ Clean Oceans Index, which seeks to track companies that help to protect and/or achieve cleaner oceans through reduced pollution and increased resource efficiency.

Grade (RS Rating)

Last Trade

$22.83

Average Daily Volume

136

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NUMV

NuShares ESG Mid-Cap Value ETF

NUMV Description

The Fund seeks to track the investments results, before fees and expenses, of the TIAA ESG USA Mid-Cap Value Index.

Grade (RS Rating)

Last Trade

$36.10

Average Daily Volume

26,895

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	OCEN	NUMV
30 Days	2.86%	3.91%
60 Days	0.92%	4.97%
90 Days	0.28%	9.26%
12 Months	16.36%	22.21%

6 Overlapping Holdings

Symbol	Grade	Weight in OCEN	Weight in NUMV	Overlap
AWK	A	2.59%	1.93%	1.93%
BALL	C	1.79%	1.62%	1.62%
ES	B	2.15%	1.8%	1.8%
FSLR	D	1.89%	1.89%	1.89%
IR	D	3.05%	0.87%	0.87%
XYL	D	2.81%	1.13%	1.13%

OCEN Overweight 15 Positions Relative to NUMV

Symbol	Grade	Weight
EXC	A	3.35%
MSFT	C	3.21%
ABBV	B	3.2%
CDNS	D	2.88%
ROK	D	2.68%
NXPI	F	2.66%
NKE	D	2.64%
INTC	F	1.98%
UMC	B	1.74%
WSM	C	1.45%
ENPH	D	1.23%
AYI	B	0.69%
ORA	C	0.26%
OI	D	0.25%
SEDG	F	0.1%

OCEN Underweight 82 Positions Relative to NUMV

Symbol	Grade	Weight
OKE	A	-2.46%
URI	C	-2.27%
IRM	A	-2.04%
HIG	B	-2.03%
PHM	B	-1.92%
BKR	D	-1.92%
IFF	B	-1.89%
CAH	B	-1.88%
STE	B	-1.79%
CBOE	B	-1.77%
LYB	F	-1.75%
ATO	A	-1.74%
AVTR	B	-1.71%
PFG	C	-1.68%
K	A	-1.68%
NI	A	-1.63%
HBAN	B	-1.63%
WPC	B	-1.62%
DOC	B	-1.61%
BR	B	-1.61%
SOLV	C	-1.61%
BXP	A	-1.58%
WTW	B	-1.55%
ALLE	A	-1.55%
HST	D	-1.52%
NTAP	D	-1.51%
BG	F	-1.46%
WTRG	D	-1.45%
AIZ	C	-1.45%
OC	C	-1.42%
EXPD	D	-1.41%
HPE	F	-1.34%
CBRE	B	-1.33%
TRMB	C	-1.33%
ARE	B	-1.28%
PPG	C	-1.28%
HOLX	B	-1.25%
IPG	C	-1.24%
HOOD	C	-1.22%
GPC	D	-1.17%
KEYS	C	-1.17%
LKQ	D	-1.14%
PNR	A	-1.05%
ALLY	F	-0.96%
MKC	B	-0.94%
FOX	C	-0.91%
AKAM	D	-0.89%
CHD	B	-0.83%
ULTA	D	-0.78%
APTV	F	-0.77%
STLD	F	-0.75%
FITB	B	-0.73%
MKTX	C	-0.72%
STT	B	-0.7%
NTRS	B	-0.68%
KMX	D	-0.68%
CCK	A	-0.68%
POOL	C	-0.63%
JBHT	D	-0.58%
NDAQ	B	-0.57%
CNH	C	-0.56%
CAG	B	-0.52%
HRL	C	-0.52%
DOV	B	-0.48%
DGX	B	-0.43%
BBWI	F	-0.32%
IEX	D	-0.32%
DFS	C	-0.29%
EQH	C	-0.22%
SYF	D	-0.2%
CLX	B	-0.17%
CHRW	C	-0.16%
WDC	D	-0.15%
ACGL	A	-0.11%
J	D	-0.08%
CFG	C	-0.06%
REG	B	-0.03%
PARA	F	-0.03%
AVB	B	-0.02%
AVY	B	-0.02%
KIM	B	-0.02%
TTC	D	-0.02%