NUEM vs. OCEN ETF Comparison

Comparison of NuShares ESG Emerging Markets Equity ETF (NUEM) to IQ Clean Oceans ETF (OCEN)

NUEM

NuShares ESG Emerging Markets Equity ETF

NUEM Description

The investment seeks to track the investment results, before fees and expenses, of the TIAA ESG Emerging Markets Equity Index (the "index"). In seeking to track the investment results of the index, the advisor attempts to replicate the index by investing all, or substantially all, of its assets in the securities represented in the index in approximately the same proportions as the index. The index identifies equity securities from the MSCI Emerging Markets Index that satisfy certain ESG criteria, based on ESG performance data collected by MSCI ESG Research, Inc.

Grade (RS Rating)

Last Trade

$29.62

Average Daily Volume

19,900

Number of Holdings ^*

* may have additional holdings in another (foreign) market

OCEN

IQ Clean Oceans ETF

OCEN Description

The OCEN IQ Clean Oceans ETF tracks the IQ Clean Oceans Index, which seeks to track companies that help to protect and/or achieve cleaner oceans through reduced pollution and increased resource efficiency.

Grade (RS Rating)

Last Trade

$21.24

Average Daily Volume

157

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	NUEM	OCEN
30 Days	-4.57%	-3.72%
60 Days	-1.37%	-8.29%
90 Days	0.37%	-6.13%
12 Months	10.56%	4.80%

1 Overlapping Holdings

	Symbol	Grade	Weight in NUEM	Weight in OCEN	Overlap
	UMC	F	1.19%	1.52%	1.19%

NUEM Overweight 16 Positions Relative to OCEN

Symbol	Grade	Weight
HDB	C	1.99%
KB	B	1.15%
GGB	C	0.62%
TME	D	0.59%
BZ	F	0.46%
SHG	D	0.38%
VIPS	F	0.34%
LPL	F	0.28%
SKM	D	0.27%
BAP	B	0.26%
ATHM	D	0.24%
LI	F	0.2%
BGNE	D	0.17%
ERJ	B	0.15%
BEKE	D	0.08%
CHT	D	0.02%

NUEM Underweight 21 Positions Relative to OCEN

Symbol	Grade	Weight
IR	B	-3.66%
INTC	D	-3.53%
EXC	C	-3.3%
MSFT	F	-3.23%
ABBV	D	-3.14%
NKE	D	-2.86%
NXPI	D	-2.79%
XYL	D	-2.77%
SW	A	-2.65%
AWK	D	-2.51%
WSM	B	-2.02%
BALL	D	-1.74%
FSLR	F	-1.74%
SUI	D	-1.45%
AYI	B	-0.9%
ENPH	F	-0.77%
BMI	B	-0.59%
ORA	B	-0.29%
OI	C	-0.27%
AGR	B	-0.27%
SEDG	F	-0.12%