KSEA vs. NBSM ETF Comparison

Comparison of KraneShares Rockefeller Ocean Engagement ETF (KSEA) to Neuberger Berman Small-Mid Cap ETF (NBSM)

KSEA

KraneShares Rockefeller Ocean Engagement ETF

KSEA Description

Under normal market conditions, the fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in Ocean Related Companies. The Sub-Adviser believes that investing in Ocean Related Companies offers the potential for above-average long-term growth, especially if environmental, social and corporate governance ("ESG") factors continue to become more consequential to investors. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.47

Average Daily Volume

252

Number of Holdings ^*

* may have additional holdings in another (foreign) market

NBSM

Neuberger Berman Small-Mid Cap ETF

NBSM Description

NBSM focuses on capital growth primarily through investments in small- and mid-cap firms. The fund seeks out undervalued companies with strong market positions and financial health, mainly in domestic markets with a minor proportion in foreign securities. Utilizing a bottom-up analysis, the fund manager identifies organizations they believe are valued below their intrinsic worth. Key considerations include historical returns, market niche, barriers to entry, and self-financing capabilities, emphasizing companies with established business operations over speculative growth prospects. NBSM aims to capitalize on market inefficiencies and manage risks through diversification and fundamental analysis. Furthermore, the manager also takes into account ESG factors into their decision making whenever applicable, aiming for a more comprehensive evaluation of potential investments. The fund may sell a security if it underperforms, reaches a set price or when better investment opportunities arise.

Grade (RS Rating)

Last Trade

$24.86

Average Daily Volume

14,096

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	KSEA	NBSM
30 Days	-2.00%	-0.11%
60 Days	-1.01%	-2.77%
90 Days	-0.33%	-2.92%
12 Months

1 Overlapping Holdings

	Symbol	Grade	Weight in KSEA	Weight in NBSM	Overlap
	TTEK	D	2.89%	2.95%	2.89%

KSEA Overweight 4 Positions Relative to NBSM

Symbol	Grade	Weight
WM	B	4.11%
CCK	F	3.2%
VLTO	D	3.08%
TRMB	C	2.89%

KSEA Underweight 9 Positions Relative to NBSM

Symbol	Grade	Weight
KEX	B	-3.99%
EXP	D	-3.67%
TDW	C	-3.22%
WSO	B	-3.09%
FICO	A	-2.93%
RBC	C	-2.92%
ITT	D	-2.9%
LSCC	D	-2.85%
ATR	D	-2.65%