KEAT vs. FALN ETF Comparison

Comparison of Keating Active ETF (KEAT) to iShares Fallen Angels USD Bond ETF (FALN)

KEAT

Keating Active ETF

KEAT Description

KEAT actively invests in equity securities of all-cap companies considered undervalued based on the subadvisor's fundamental research. These securities include common stock, preferred stock, REITs, ADRs, and GDRs. The fund also considers and invests in international ETFs in the same manner it selects its individual securities. The sub-adviser initially identifies potential investment opportunities through public disclosures, and assesses their financial condition based on sustainable earnings and future cash flows through financial and strategic analyses. The portfolio will typically be comprised of 25 to 40 securities, all selected to offer exceptional value and have defensible positions. The fund also emphasizes companies with good shareholder yield. It intends to hold its positions for a year or more and sells them when it reaches its fair value or has become overvalued. KEAT may also hold short-term Treasurys in seeking total return.

Grade (RS Rating)

Last Trade

$26.91

Average Daily Volume

2,097

Number of Holdings ^*

8

* may have additional holdings in another (foreign) market

FALN

iShares Fallen Angels USD Bond ETF

FALN Description

The iShares U.S. Fallen Angels USD Bond ETF seeks to track the investment results of the Barclays US High Yield Fallen Angel 3% Capped Index, which is designed to reflect the performance of U.S. dollar denominated, high yield corporate bonds that were previously rated investment grade. Bonds are market value weighted with a 3% cap on each issuer.

Grade (RS Rating)

Last Trade

$27.25

Average Daily Volume

674,779

Number of Holdings ^*

1

* may have additional holdings in another (foreign) market

Performance

Period	KEAT	FALN
30 Days	0.88%	1.50%
60 Days	4.55%	3.56%
90 Days	8.55%	5.49%
12 Months		19.48%

1 Overlapping Holdings

	Symbol	Grade	Weight in KEAT	Weight in FALN	Overlap
	VOD	C	3.41%	2.01%	2.01%

KEAT Overweight 7 Positions Relative to FALN

	Symbol	Grade	Weight
	STIP	A	27.81%
	GOLD	C	4.34%
	OII	D	3.74%
	LBTYK	A	3.59%
	EQNR	D	3.55%
	EQC	D	3.53%
	LMT	A	3.35%

KEAT Underweight 0 Positions Relative to FALN

	Symbol	Grade	Weight

KEAT: Top Represented Industries & Keywords

Industries: Aerospace & Defense Gold Oil & Gas Equipment & Services Oil & Gas Integrated Pay TV REIT - Office Telecom Services

Keywords: Information And Communications Technology Aerospace Aerospace Industries Air Systems Aircraft Asset Integrity Management Aviation B2B Bloomberg Barclays Us Aggregate Bond Index Bond Bond Market Broadband Broadband Internet Broadcast Solutions Cable Television Companies Channel Operators Cloud Computing Cloud Services Cloud Solutions Combat Systems

FALN: Top Represented Industries & Keywords

Industries: Telecom Services

Keywords: Cloud Computing Cloud Services Information And Communications Technology Mobile Phone Party Retailers Retail Store Smartphones Telecommunication Services