GSIB vs. FKU ETF Comparison

Comparison of Themes Global Systemically Important Banks ETF (GSIB) to First Trust United Kingdom AlphaDex Fund (FKU)

GSIB

Themes Global Systemically Important Banks ETF

GSIB Description

The fund is an actively managed exchange-traded fund ("ETF") that will invest in the equity securities of companies that operate in the global banking sector. Under normal circumstances, the fund will invest at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in securities that are part of the global banking sector and in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs") that represent such companies in the banking sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$33.42

Average Daily Volume

2,391

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FKU

First Trust United Kingdom AlphaDex Fund

FKU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined United Kingdom Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks and/or depositary receipts that comprise the index. It, using an "indexing" investment approach, attempts to replicate, before fees and expenses, the performance of the index. The index is designed by S&P to objectively identify and select securities from the S&P United Kingdom BMI Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$38.94

Average Daily Volume

10,330

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GSIB	FKU
30 Days	3.13%	-5.04%
60 Days	7.18%	-6.29%
90 Days	9.49%	-3.22%
12 Months		16.93%

1 Overlapping Holdings

	Symbol	Grade	Weight in GSIB	Weight in FKU	Overlap
	BCS	A	3.61%	2.72%	2.72%

GSIB Overweight 15 Positions Relative to FKU

Symbol	Grade	Weight
WFC	A	4.31%
MS	B	4.29%
BK	B	4.13%
STT	A	4.08%
GS	B	3.99%
BAC	A	3.74%
C	B	3.73%
JPM	B	3.72%
MUFG	B	3.7%
MFG	A	3.69%
SMFG	B	3.59%
HSBC	A	3.29%
SAN	D	3.0%
TD	D	2.89%
ING	D	2.77%

GSIB Underweight 4 Positions Relative to FKU

Symbol	Grade	Weight
HSBH	A	-1.83%
LYG	C	-1.78%
SW	A	-1.49%
UL	D	-0.46%