GRID vs. TDIV ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to First Trust NASDAQ Technology Dividend Index Fund (TDIV)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$125.21

Average Daily Volume

105,009

Number of Holdings ^*

44

* may have additional holdings in another (foreign) market

TDIV

First Trust NASDAQ Technology Dividend Index Fund

TDIV Description

The investment seeks investment results that correspond generally to the price and yield of an equity index called the NASDAQ Technology Dividend Index. The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in the common stocks and/or depositary receipts included in the index. The index is owned and was developed by NASDAQ(R) (the "Index Provider"). The index is calculated and maintained by the index Provider. The index includes up to 100 Technology and Telecommunications companies that pay a regular or common dividend. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$79.96

Average Daily Volume

102,582

Number of Holdings ^*

80

* may have additional holdings in another (foreign) market

Performance

Period	GRID	TDIV
30 Days	6.11%	5.91%
60 Days	13.99%	13.75%
90 Days	6.11%	3.59%
12 Months	38.10%	46.02%

8 Overlapping Holdings

	Symbol	Grade	Weight in GRID	Weight in TDIV	Overlap
	ADI	B	0.78%	2.9%	0.78%
	CSCO	A	1.43%	2.04%	1.43%
	IBM	A	1.36%	8.46%	1.36%
	NXPI	F	0.38%	1.62%	0.38%
	ORCL	A	1.92%	8.44%	1.92%
	QCOM	D	1.27%	3.75%	1.27%
	STM	F	0.02%	0.03%	0.02%
	TXN	C	1.28%	7.26%	1.28%

GRID Overweight 36 Positions Relative to TDIV

	Symbol	Grade	Weight
	ETN	B	8.13%
	JCI	C	7.98%
	ABBV	C	7.79%
	PWR	A	4.1%
	HUBB	A	3.8%
	APTV	D	3.1%
	ENPH	F	2.39%
	TSLA	C	2.31%
	NVDA	B	1.93%
	NVT	C	1.67%
	HON	C	0.96%
	ITRI	C	0.68%
	AEIS	B	0.5%
	ATKR	F	0.47%
	EMR	B	0.45%
	GEV	A	0.45%
	MYRG	D	0.22%
	FLNC	C	0.2%
	SEDG	F	0.19%
	AMSC	C	0.13%
	TRMB	B	0.1%
	WLDN	B	0.09%
	AES	C	0.08%
	PLPC	D	0.06%
	GNRC	B	0.06%
	MTZ	A	0.05%
	WCC	D	0.05%
	VMI	B	0.04%
	LFUS	C	0.04%
	ENS	B	0.03%
	BDC	A	0.03%
	ACA	C	0.03%
	ESE	C	0.02%
	DGII	B	0.01%
	AZZ	B	0.01%
	EBR	F	0.0%

GRID Underweight 72 Positions Relative to TDIV

	Symbol	Grade	Weight
	AVGO	B	-8.2%
	MSFT	D	-7.98%
	TSM	B	-3.66%
	T	B	-2.14%
	VZ	C	-2.08%
	CMCSA	B	-2.04%
	TMUS	A	-2.01%
	AMAT	C	-1.92%
	MSI	A	-1.75%
	HPQ	B	-1.74%
	LRCX	D	-1.73%
	GLW	C	-1.73%
	INTU	F	-1.66%
	MCHP	F	-1.54%
	KLAC	B	-1.2%
	ASML	F	-1.19%
	HPE	B	-1.17%
	STX	C	-1.08%
	CTSH	B	-0.97%
	DELL	C	-0.87%
	APH	D	-0.85%
	NTAP	D	-0.71%
	SWKS	F	-0.66%
	CDW	D	-0.55%
	CCOI	B	-0.55%
	ROP	D	-0.53%
	GEN	A	-0.53%
	OTEX	D	-0.47%
	UI	B	-0.45%
	INFY	B	-0.4%
	SSNC	C	-0.39%
	MPWR	B	-0.36%
	LDOS	A	-0.35%
	DOX	B	-0.35%
	LOGI	D	-0.29%
	SAP	C	-0.26%
	NOK	C	-0.25%
	ATHM	B	-0.25%
	KT	C	-0.23%
	SNX	C	-0.22%
	ERIC	C	-0.21%
	IRDM	C	-0.2%
	XRX	D	-0.19%
	CABO	F	-0.18%
	AVT	B	-0.18%
	VIV	C	-0.15%
	SAIC	A	-0.14%
	DNB	D	-0.14%
	PAYC	D	-0.14%
	DLB	D	-0.13%
	OLED	B	-0.13%
	TEF	C	-0.12%
	KBR	A	-0.12%
	AMKR	F	-0.12%
	ORAN	F	-0.11%
	IDCC	A	-0.11%
	CNXC	F	-0.09%
	VSH	F	-0.08%
	SIMO	D	-0.08%
	SSTK	F	-0.07%
	POWI	F	-0.07%
	KLIC	D	-0.07%
	CSGS	B	-0.06%
	PRGS	A	-0.06%
	YOU	C	-0.06%
	SPNS	B	-0.05%
	BHE	C	-0.04%
	ATEN	B	-0.03%
	TKC	F	-0.02%
	CNXN	C	-0.02%
	HCKT	D	-0.02%
	SLP	F	-0.01%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Specialty Industrial Machinery Utilities - Diversified

Keywords: S&P 500 Nasdaq 100 Computing Electrical Engineering Integrated Circuits Telecommunications Electricity Fabless Semiconductor Companies Mining Natural Gas Semiconductor Electrical Products Electromagnetism Fiber Optics Power Management Renewable Energy Telecommunications Equipment Analog Devices Batteries Broadband

TDIV: Top Represented Industries & Keywords

Industries: Semiconductors Telecom Services Information Technology Services Software - Application Software - Infrastructure Communication Equipment Semiconductor Equipment & Materials Computer Systems Business Services Data Storage Electronic Components Internet Content & Information Computer Distribution Contract Manufacturers Diversified Industrials Electronics Distribution Engineering & Construction Health Information Services Media - Diversified Pay TV

Keywords: S&P 500 Computing Nasdaq 100 Telecommunications Integrated Circuits Broadband Semiconductor Cloud Computing Information And Communications Technology Internet Access Operating System Work From Home CRM Electronics Ethernet Semiconductor Device Fabrication Voice Services Consumer Electronics Customer Relationship Management Fabless Semiconductor Companies