GRID vs. SMCO ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to Hilton Small-MidCap Opportunity ETF (SMCO)
GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$125.21

Average Daily Volume

105,009

Number of Holdings *

44

* may have additional holdings in another (foreign) market
SMCO

Hilton Small-MidCap Opportunity ETF

SMCO Description The Sub-Adviser uses its proprietary Small & Mid Cap Opportunities investment process ("SMCO Process") to seek risk-adjusted returns by investing in U.S. equity securities within the small- and mid-cap asset classes. The fund"s portfolio will typically consist of between 50-75 stocks. The fund"s portfolio will consistently consist of stocks that the Sub-Adviser deems fundamentally attractive and reasonably valued. Under normal circumstances, at least 80% of the fund"s net assets, plus borrowings for investment purposes, will be invested in equity securities of small- and mid-capitalization companies.

Grade (RS Rating)

Last Trade

$24.86

Average Daily Volume

15,234

Number of Holdings *

10

* may have additional holdings in another (foreign) market
Performance
Period GRID SMCO
30 Days 6.11% 5.06%
60 Days 13.99% 8.12%
90 Days 6.11% 5.37%
12 Months 38.10%
1 Overlapping Holdings
Symbol Grade Weight in GRID Weight in SMCO Overlap
NVT C 1.67% 1.96% 1.67%
GRID Overweight 43 Positions Relative to SMCO
Symbol Grade Weight
ETN B 8.13%
JCI C 7.98%
ABBV C 7.79%
PWR A 4.1%
HUBB A 3.8%
APTV D 3.1%
ENPH F 2.39%
TSLA C 2.31%
NVDA B 1.93%
ORCL A 1.92%
CSCO A 1.43%
IBM A 1.36%
TXN C 1.28%
QCOM D 1.27%
HON C 0.96%
ADI B 0.78%
ITRI C 0.68%
AEIS B 0.5%
ATKR F 0.47%
EMR B 0.45%
GEV A 0.45%
NXPI F 0.38%
MYRG D 0.22%
FLNC C 0.2%
SEDG F 0.19%
AMSC C 0.13%
TRMB B 0.1%
WLDN B 0.09%
AES C 0.08%
PLPC D 0.06%
GNRC B 0.06%
MTZ A 0.05%
WCC D 0.05%
VMI B 0.04%
LFUS C 0.04%
ENS B 0.03%
BDC A 0.03%
ACA C 0.03%
STM F 0.02%
ESE C 0.02%
DGII B 0.01%
AZZ B 0.01%
EBR F 0.0%
GRID Underweight 9 Positions Relative to SMCO
Symbol Grade Weight
CLH B -3.0%
KD D -2.64%
HLI A -2.43%
PRIM A -2.4%
DY C -2.39%
EME B -2.07%
LYV A -2.07%
CBU D -2.06%
COLD D -2.02%
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