GRID vs. LEGR ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to First Trust Indxx Innovative Transaction & Process ETF (LEGR)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$125.79

Average Daily Volume

108,638

Number of Holdings ^*

* may have additional holdings in another (foreign) market

LEGR

First Trust Indxx Innovative Transaction & Process ETF

LEGR Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Indxx Blockchain Index (the index). The fund will normally invest at least 90% of its net assets (including investment borrowings) in common stocks and depositary receipts that comprise the index. The index is designed to track the performance of companies that are either actively using, investing in, developing, or have products that are poised to benefit from blockchain technology and/or the potential for increased efficiency that it provides to various business processes.

Grade (RS Rating)

Last Trade

$47.40

Average Daily Volume

3,834

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GRID	LEGR
30 Days	3.31%	5.48%
60 Days	11.42%	12.00%
90 Days	6.60%	8.04%
12 Months	39.20%	34.99%

6 Overlapping Holdings

Symbol	Grade	Weight in GRID	Weight in LEGR	Overlap
CSCO	A	1.44%	0.78%	0.78%
HON	C	0.97%	1.31%	0.97%
IBM	B	1.38%	1.37%	1.37%
NVDA	C	1.89%	1.35%	1.35%
ORCL	B	1.96%	1.35%	1.35%
TSLA	C	2.17%	0.81%	0.81%

GRID Overweight 38 Positions Relative to LEGR

Symbol	Grade	Weight
ETN	C	8.39%
JCI	B	7.85%
ABBV	A	7.67%
PWR	B	4.12%
HUBB	A	3.87%
APTV	D	2.98%
ENPH	D	2.45%
NVT	D	1.7%
QCOM	D	1.29%
TXN	C	1.27%
ADI	C	0.78%
ITRI	C	0.69%
AEIS	F	0.5%
ATKR	F	0.49%
GEV	B	0.45%
EMR	B	0.44%
NXPI	F	0.37%
MYRG	F	0.22%
FLNC	C	0.19%
SEDG	F	0.18%
AMSC	C	0.13%
TRMB	B	0.1%
WLDN	A	0.09%
AES	B	0.08%
GNRC	B	0.06%
WCC	C	0.05%
PLPC	D	0.05%
MTZ	B	0.05%
VMI	B	0.04%
LFUS	C	0.04%
ENS	D	0.03%
BDC	B	0.03%
ACA	C	0.03%
STM	F	0.02%
ESE	B	0.02%
DGII	B	0.01%
AZZ	C	0.01%
EBR	D	0.0%

GRID Underweight 45 Positions Relative to LEGR

Symbol	Grade	Weight
JD	B	-1.85%
MU	D	-1.63%
INTC	D	-1.6%
BABA	A	-1.59%
BIDU	B	-1.58%
PYPL	C	-1.48%
AMD	D	-1.44%
CRM	B	-1.41%
TSM	C	-1.41%
IBN	C	-1.37%
WIT	C	-1.35%
ZTS	C	-1.33%
AMZN	C	-1.33%
ACN	B	-1.32%
MSFT	D	-1.31%
CTSH	B	-1.31%
T	A	-1.3%
MA	A	-1.29%
INFY	D	-1.28%
RIO	A	-0.83%
WFC	D	-0.8%
C	B	-0.79%
MET	A	-0.79%
BCS	C	-0.78%
AXP	A	-0.77%
HDB	C	-0.77%
HD	A	-0.77%
BK	C	-0.76%
NOK	B	-0.76%
LYG	C	-0.76%
GS	C	-0.76%
ING	D	-0.75%
JPM	D	-0.74%
LMT	A	-0.74%
VZ	A	-0.74%
BAC	D	-0.74%
AIG	F	-0.73%
WMT	A	-0.73%
KR	C	-0.73%
CME	A	-0.73%
F	D	-0.73%
SPGI	C	-0.72%
WDAY	D	-0.71%
BA	F	-0.69%
V	C	-0.69%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Specialty Industrial Machinery Utilities - Diversified