GRID vs. ARKX ETF Comparison

Comparison of First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID) to ARK Space Exploration & Innovation ETF (ARKX)

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$124.56

Average Daily Volume

117,063

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$18.51

Average Daily Volume

68,559

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	GRID	ARKX
30 Days	-0.30%	11.51%
60 Days	-0.51%	19.11%
90 Days	2.48%	20.66%
12 Months	31.06%	31.44%

2 Overlapping Holdings

	Symbol	Grade	Weight in GRID	Weight in ARKX	Overlap
	HON	C	1.11%	1.42%	1.11%
	TRMB	B	0.12%	6.82%	0.12%

GRID Overweight 42 Positions Relative to ARKX

Symbol	Grade	Weight
ETN	A	9.28%
JCI	B	9.12%
ABBV	F	7.75%
PWR	A	4.63%
HUBB	B	4.04%
TSLA	B	2.86%
NVDA	B	2.42%
ORCL	A	2.21%
APTV	F	2.07%
NVT	B	1.81%
CSCO	B	1.62%
ENPH	F	1.37%
IBM	C	1.34%
TXN	C	1.31%
QCOM	F	1.27%
ITRI	C	0.77%
ADI	D	0.74%
GEV	B	0.61%
AEIS	C	0.56%
EMR	B	0.55%
ATKR	D	0.52%
NXPI	D	0.36%
MYRG	B	0.33%
FLNC	D	0.19%
AMSC	B	0.18%
SEDG	F	0.11%
WLDN	C	0.1%
GNRC	C	0.08%
AES	F	0.06%
MTZ	B	0.06%
PLPC	B	0.06%
WCC	B	0.06%
VMI	B	0.05%
LFUS	D	0.04%
ENS	F	0.03%
BDC	C	0.03%
ACA	A	0.03%
ESE	B	0.02%
DGII	C	0.01%
AZZ	A	0.01%
STM	F	0.01%
EBR	F	0.0%

GRID Underweight 23 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	B	-9.84%
RKLB	A	-9.73%
IRDM	D	-8.3%
AVAV	C	-7.36%
TER	F	-5.43%
LHX	C	-4.58%
AMZN	C	-3.85%
PLTR	B	-3.78%
ACHR	B	-3.22%
BLDE	C	-3.2%
GRMN	B	-2.77%
DE	B	-2.28%
JOBY	B	-2.2%
GOOG	C	-2.13%
PRNT	B	-1.77%
HEI	A	-1.56%
TDY	B	-1.36%
PATH	C	-1.25%
SNPS	B	-1.2%
LMT	D	-1.2%
AMD	F	-1.12%
ANSS	B	-0.99%
DDD	C	-0.77%

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Specialty Industrial Machinery Utilities - Diversified