FXU vs. GCLN ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to Goldman Sachs Bloomberg Clean Energy Equity ETF (GCLN)

FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$38.72

Average Daily Volume

69,982

Number of Holdings ^*

* may have additional holdings in another (foreign) market

GCLN

Goldman Sachs Bloomberg Clean Energy Equity ETF

GCLN Description

Goldman Sachs Bloomberg Clean Energy Equity ETF is an exchange traded fund launched and managed by Goldman Sachs Asset Management, L.P. The fund invests in public equity markets of global region. It invests in stocks of companies operating across clean energy including independent power and renewable electricity producers, renewable electricity, electric power by solar energy, electric power by wind energy, clean energy including clean power infrastructure, energy storage, hydrogen energy, energy digitalization and bioenergy sectors. The fund invests in growth and value stocks of companies across diversified market capitalization. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. The fund seeks to track the performance of the Bloomberg Goldman Sachs Global Clean Energy Index, by using full replication technique. Goldman Sachs Bloomberg Clean Energy Equity ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$38.46

Average Daily Volume

183

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FXU	GCLN
30 Days	7.18%	7.05%
60 Days	10.34%	10.94%
90 Days	18.34%	13.89%
12 Months	44.48%	25.57%

23 Overlapping Holdings

Symbol	Grade	Weight in FXU	Weight in GCLN	Overlap
AEE	A	3.46%	0.81%	0.81%
AEP	B	2.48%	1.9%	1.9%
AES	B	0.81%	0.49%	0.49%
AGR	C	3.58%	0.09%	0.09%
CMS	A	1.68%	0.33%	0.33%
CNP	B	1.34%	0.3%	0.3%
CWEN	A	2.64%	0.16%	0.16%
D	A	1.66%	1.68%	1.66%
DTE	A	2.45%	0.37%	0.37%
DUK	B	2.47%	2.38%	2.38%
ED	A	3.31%	1.26%	1.26%
EIX	A	1.72%	2.14%	1.72%
ETR	A	4.36%	0.98%	0.98%
EXC	A	4.15%	1.42%	1.42%
LNT	A	1.7%	0.55%	0.55%
NEE	A	0.85%	4.91%	0.85%
NRG	A	4.17%	0.3%	0.3%
PCG	B	3.23%	1.44%	1.44%
PEG	A	0.85%	2.83%	0.85%
SO	A	0.83%	0.95%	0.83%
SRE	A	2.34%	1.85%	1.85%
WEC	A	1.73%	0.48%	0.48%
XEL	A	3.44%	1.26%	1.26%

FXU Overweight 16 Positions Relative to GCLN

Symbol	Grade	Weight
VST	A	4.87%
EVRG	B	4.16%
NFG	A	3.98%
CEG	B	3.65%
ATO	A	3.36%
PNW	A	3.29%
OGE	A	3.25%
NI	A	2.55%
IDA	B	2.36%
WTRG	D	2.19%
PPL	A	1.69%
FE	A	1.64%
AWK	C	0.8%
UGI	C	0.77%
CLH	C	0.75%
WM	D	0.69%

FXU Underweight 33 Positions Relative to GCLN

Symbol	Grade	Weight
TSLA	B	-5.39%
FSLR	C	-1.67%
PWR	B	-1.52%
GE	C	-1.0%
ABBV	A	-0.97%
ENPH	D	-0.97%
ES	A	-0.83%
ON	F	-0.51%
GNRC	B	-0.32%
EME	C	-0.31%
ITRI	C	-0.31%
ORA	B	-0.29%
MTZ	C	-0.27%
RUN	D	-0.26%
AVA	B	-0.19%
KEP	C	-0.15%
QS	F	-0.13%
BE	F	-0.13%
MGEE	A	-0.12%
PLUG	F	-0.12%
NWE	A	-0.12%
TAC	A	-0.1%
VMI	B	-0.09%
FLNC	C	-0.09%
AMRC	B	-0.08%
SEDG	F	-0.08%
ENVX	F	-0.08%
NOVA	D	-0.07%
ARRY	F	-0.06%
CSAN	D	-0.05%
OTTR	F	-0.05%
GPRE	F	-0.05%
WOLF	F	-0.04%

GCLN: Top Represented Industries & Keywords

Industries: Utilities - Regulated Electric Utilities - Diversified Engineering & Construction Solar Utilities - Independent Power Producers Electronic Components Semiconductors Auto Manufacturers Auto Parts Diversified Industrials Drug Manufacturers - Major Electrical Equipment & Parts Metal Fabrication Oil & Gas Refining & Marketing Scientific & Technical Instruments Semiconductor Equipment & Materials Specialty Chemicals Specialty Industrial Machinery Utilities - Regulated Gas Utilities - Renewable