FXU vs. ALTY ETF Comparison

Comparison of First Trust Utilities AlphaDEX Fund (FXU) to Global X SuperDividend Alternatives ETF (ALTY)
FXU

First Trust Utilities AlphaDEX Fund

FXU Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Utilities Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the utilities sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$35.95

Average Daily Volume

64,352

Number of Holdings *

39

* may have additional holdings in another (foreign) market
ALTY

Global X SuperDividend Alternatives ETF

ALTY Description The investment seeks to track, before fees and expenses, the price and yield performance of the Indxx SuperDividend® Alternatives Index ("underlying index"). The fund invests at least 80% of its total assets in the securities of the underlying index and in American Depositary Receipts ("ADRs") and Global Depositary Receipts ("GDRs") based on the securities in the underlying index. The underlying index is comprised of securities that rank among the highest dividend yielding securities in each eligible category of alternative income investments, at the time of index reconstitution, as defined by the index provider. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$11.65

Average Daily Volume

10,853

Number of Holdings *

18

* may have additional holdings in another (foreign) market
Performance
Period FXU ALTY
30 Days 2.98% 4.18%
60 Days 9.07% 3.27%
90 Days 6.52% 4.90%
12 Months 21.99% 14.67%
2 Overlapping Holdings
Symbol Grade Weight in FXU Weight in ALTY Overlap
AGR B 3.8% 1.26% 1.26%
OGE B 3.4% 1.29% 1.29%
FXU Overweight 37 Positions Relative to ALTY
Symbol Grade Weight
ETR A 4.33%
EVRG A 4.3%
EXC A 4.25%
NFG B 4.16%
NRG C 3.84%
XEL A 3.58%
AEE A 3.57%
PCG A 3.54%
ED A 3.53%
PNW A 3.51%
ATO A 3.43%
VST C 3.37%
CEG D 2.68%
DUK A 2.65%
AEP A 2.64%
NI A 2.61%
DTE B 2.58%
CWEN B 2.55%
IDA A 2.54%
SRE B 2.48%
WTRG D 2.38%
EIX A 1.84%
WEC A 1.82%
D A 1.77%
FE A 1.76%
PPL A 1.76%
LNT A 1.75%
CMS A 1.75%
CNP D 1.35%
SO A 0.87%
NEE A 0.86%
AWK A 0.84%
UGI C 0.83%
PEG B 0.83%
CLH C 0.79%
WM D 0.74%
AES D 0.73%
FXU Underweight 16 Positions Relative to ALTY
Symbol Grade Weight
EMBD A -20.36%
PFFD A -20.01%
QYLD C -19.7%
WMB B -1.57%
KMI B -1.49%
HESM C -1.42%
MPLX A -1.41%
SPH D -1.37%
SUN D -1.34%
ALE A -1.32%
PAA D -1.31%
SR B -1.29%
EPD C -1.24%
NWE A -1.22%
USAC D -1.17%
NWN B -1.16%
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