FTA vs. UYG ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to ProShares Ultra Financials (UYG)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$78.73

Average Daily Volume

33,412

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

UYG

ProShares Ultra Financials

UYG Description

The investment seeks daily investment results, before fees and expenses, that correspond to two times (2x) the daily performance of the Dow Jones U.S. FinancialsSM Index. The fund invests in securities and derivatives that ProShare Advisors believes, in combination, should have similar daily return characteristics as two times (2x) the daily return of the index. The index measures the performance of the financial services sector of the U.S. equity market. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$76.88

Average Daily Volume

29,452

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	UYG
30 Days	3.63%	8.07%
60 Days	3.82%	11.85%
90 Days	7.47%	20.53%
12 Months	20.29%	64.84%

35 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in UYG	Overlap
ACGL	C	0.95%	0.4%	0.4%
AFL	C	0.61%	0.54%	0.54%
AIG	D	0.68%	0.47%	0.47%
BAC	D	0.49%	2.56%	0.49%
BEN	F	0.61%	0.06%	0.06%
BLK	B	0.19%	1.2%	0.19%
BRK.A	C	0.96%	7.93%	0.96%
C	C	0.46%	1.06%	0.46%
CB	B	0.78%	1.14%	0.78%
CFG	C	0.76%	0.18%	0.18%
CINF	B	0.99%	0.21%	0.21%
COF	B	0.69%	0.51%	0.51%
EG	C	0.86%	0.16%	0.16%
FITB	B	0.57%	0.27%	0.27%
GPN	D	0.98%	0.27%	0.27%
GS	C	0.36%	1.48%	0.36%
HBAN	B	0.75%	0.2%	0.2%
HIG	B	0.79%	0.33%	0.33%
KEY	B	0.39%	0.15%	0.15%
L	C	0.72%	0.14%	0.14%
MS	D	0.34%	1.17%	0.34%
MTB	B	0.76%	0.27%	0.27%
PFG	B	0.17%	0.17%	0.17%
PNC	B	0.4%	0.69%	0.4%
PRU	C	0.17%	0.4%	0.17%
PYPL	B	0.42%	0.72%	0.42%
RF	B	0.55%	0.2%	0.2%
RJF	C	0.16%	0.21%	0.16%
STT	A	0.57%	0.24%	0.24%
SYF	C	0.85%	0.18%	0.18%
TROW	D	0.63%	0.23%	0.23%
TRV	C	0.4%	0.52%	0.4%
USB	B	0.56%	0.66%	0.56%
WFC	D	0.6%	1.75%	0.6%
WRB	C	0.38%	0.17%	0.17%

FTA Overweight 151 Positions Relative to UYG

Symbol	Grade	Weight
DHI	B	1.16%
LEN	B	1.05%
EXC	C	1.0%
ETR	B	1.0%
T	C	0.98%
FOXA	B	0.98%
CF	C	0.91%
UAL	C	0.88%
CMCSA	D	0.87%
ADM	D	0.86%
GM	C	0.86%
MKL	C	0.85%
CVS	D	0.84%
XEL	B	0.83%
EBAY	B	0.82%
APTV	D	0.82%
MPC	F	0.81%
AEP	C	0.81%
EOG	D	0.81%
AEE	C	0.81%
ATO	B	0.8%
ED	C	0.8%
UHAL	A	0.78%
CTSH	C	0.78%
COP	D	0.78%
PCG	C	0.78%
CNC	D	0.78%
BG	D	0.78%
VTRS	D	0.77%
EQT	D	0.77%
CE	F	0.77%
NUE	F	0.77%
CVX	D	0.77%
PSX	F	0.77%
CAG	C	0.77%
KHC	C	0.76%
SJM	C	0.75%
SNA	C	0.74%
VZ	B	0.74%
FANG	D	0.74%
STLD	F	0.74%
CTRA	D	0.74%
VLO	F	0.74%
IPG	C	0.73%
KMI	B	0.73%
DVN	F	0.73%
F	F	0.73%
WBD	D	0.71%
OXY	F	0.7%
LNG	C	0.7%
HPE	D	0.69%
LYB	D	0.68%
RS	D	0.67%
XOM	C	0.67%
LKQ	F	0.66%
OC	D	0.65%
WEC	C	0.61%
EIX	C	0.6%
DUK	C	0.59%
BBY	C	0.59%
CMS	C	0.59%
D	C	0.59%
HAL	F	0.58%
FE	C	0.58%
GIS	B	0.58%
EQR	B	0.57%
DTE	C	0.57%
ZM	C	0.57%
WPC	C	0.57%
DGX	B	0.57%
CHTR	D	0.57%
TDY	B	0.56%
KR	C	0.56%
SRE	C	0.54%
INCY	C	0.53%
JBHT	D	0.53%
DE	B	0.52%
LUV	C	0.51%
TXT	D	0.51%
TEL	D	0.49%
ZBH	F	0.49%
SWKS	D	0.48%
CRBG	D	0.48%
BKR	C	0.48%
FDX	C	0.48%
JBL	D	0.48%
CNP	C	0.45%
FNF	B	0.42%
KIM	C	0.42%
LMT	C	0.42%
HCA	B	0.42%
SSNC	B	0.41%
NEE	C	0.41%
MOH	D	0.41%
PKG	B	0.4%
LOW	B	0.4%
MDT	C	0.4%
JNJ	C	0.39%
PEG	B	0.39%
APD	B	0.38%
OMC	B	0.38%
CPB	C	0.38%
WY	C	0.38%
KDP	B	0.38%
OKE	B	0.38%
EPAM	F	0.37%
HSY	C	0.37%
DOV	B	0.36%
HRL	C	0.36%
ARE	C	0.36%
CSCO	C	0.36%
PPG	D	0.35%
TGT	C	0.35%
GPC	D	0.34%
UPS	D	0.33%
HPQ	D	0.33%
DOW	D	0.33%
INTC	F	0.32%
K	B	0.23%
CBRE	A	0.22%
VTR	C	0.21%
KVUE	C	0.21%
MKC	C	0.2%
WMT	C	0.2%
REGN	C	0.19%
ABT	C	0.19%
POOL	C	0.19%
MDLZ	B	0.19%
AWK	B	0.19%
TRGP	B	0.19%
MAA	B	0.19%
NKE	D	0.18%
JCI	B	0.18%
CMI	C	0.18%
SYY	D	0.18%
TSN	C	0.18%
CI	C	0.18%
DD	B	0.17%
ELV	C	0.17%
LHX	C	0.17%
J	C	0.17%
KMB	D	0.17%
CTVA	B	0.17%
TSCO	C	0.17%
GD	B	0.17%
WLK	D	0.16%
EXPD	C	0.16%
HUM	F	0.15%
QCOM	D	0.14%
BIIB	F	0.14%
DG	F	0.11%

FTA Underweight 35 Positions Relative to UYG

Symbol	Grade	Weight
JPM	D	-5.76%
V	C	-4.36%
MA	B	-3.92%
SPGI	B	-1.62%
PGR	B	-1.42%
AXP	B	-1.41%
MMC	C	-1.1%
BX	B	-1.02%
SCHW	D	-0.9%
ICE	C	-0.9%
KKR	B	-0.78%
CME	C	-0.76%
AON	B	-0.74%
MCO	B	-0.73%
AJG	D	-0.63%
TFC	C	-0.54%
BK	B	-0.5%
ALL	B	-0.48%
FIS	B	-0.46%
MET	B	-0.44%
MSCI	C	-0.43%
AMP	A	-0.42%
DFS	B	-0.31%
WTW	C	-0.29%
NDAQ	A	-0.29%
BRO	C	-0.23%
CPAY	B	-0.21%
CBOE	C	-0.21%
NTRS	A	-0.17%
FDS	C	-0.16%
JKHY	B	-0.12%
AIZ	B	-0.1%
MKTX	C	-0.09%
GL	C	-0.08%
IVZ	B	-0.07%