FTA vs. ROBO ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Robo-Stox Global Robotics and Automation Index ETF (ROBO)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$80.91

Average Daily Volume

38,450

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

ROBO

Robo-Stox Global Robotics and Automation Index ETF

ROBO Description

The ROBO Global Robotics & Automation ETF (ROBO) invests in global companies that are driving transformative innovations in robotics, automation, and artificial intelligence (RAAI), including companies that create technology to enable truly intelligent systems that can sense, process, and act, and companies that apply those technologies to deliver RAAI-enabled products—including robots—to businesses and consumers.

Grade (RS Rating)

Last Trade

$55.63

Average Daily Volume

63,156

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	ROBO
30 Days	1.82%	-0.16%
60 Days	4.97%	4.15%
90 Days	6.72%	4.00%
12 Months	24.57%	10.77%

3 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in ROBO	Overlap
APTV	F	0.68%	0.74%	0.68%
DE	D	0.51%	1.27%	0.51%
NDSN	B	0.17%	1.37%	0.17%

FTA Overweight 183 Positions Relative to ROBO

Symbol	Grade	Weight
UAL	A	1.31%
SYF	B	1.14%
GM	B	1.08%
DAL	A	1.04%
STLD	C	1.03%
PCAR	B	1.0%
TROW	A	0.97%
RS	C	0.97%
CINF	A	0.95%
COP	C	0.94%
NUE	D	0.94%
FOXA	A	0.93%
CMCSA	B	0.93%
CVX	A	0.93%
AIG	B	0.92%
HPE	B	0.92%
XOM	B	0.91%
F	C	0.91%
CTRA	B	0.9%
EOG	A	0.9%
VLO	C	0.89%
HAL	C	0.89%
T	A	0.88%
COF	B	0.87%
WFC	A	0.87%
OXY	F	0.87%
DVN	F	0.87%
TOL	B	0.87%
PSX	C	0.85%
KMI	B	0.84%
MPC	D	0.83%
HBAN	A	0.83%
EG	D	0.81%
CVS	F	0.8%
VTRS	B	0.8%
LYB	F	0.8%
PHM	D	0.8%
LEN	D	0.8%
INTC	C	0.79%
CFG	B	0.79%
BG	D	0.79%
LNG	B	0.79%
ETR	B	0.78%
EQT	B	0.78%
CRBG	C	0.77%
ADM	F	0.77%
C	B	0.76%
OC	A	0.75%
ALLY	C	0.75%
SRE	B	0.75%
FANG	C	0.74%
CTSH	A	0.74%
FDX	B	0.73%
KR	A	0.73%
L	A	0.73%
ATO	B	0.72%
SLB	C	0.72%
ZBH	C	0.71%
XEL	A	0.71%
AEE	B	0.7%
ON	F	0.7%
CNP	B	0.7%
HIG	C	0.69%
CF	B	0.69%
CB	C	0.68%
ED	D	0.66%
EXC	C	0.66%
SWKS	F	0.65%
DG	F	0.65%
SNA	A	0.63%
MS	A	0.63%
VZ	D	0.63%
DHI	D	0.62%
CHTR	B	0.62%
BKR	B	0.61%
IP	B	0.61%
MTB	A	0.6%
BAC	A	0.58%
CE	F	0.58%
CNC	F	0.58%
USB	B	0.56%
RF	A	0.56%
TDY	B	0.56%
FITB	A	0.55%
STT	B	0.55%
TRV	B	0.55%
LUV	B	0.54%
AKAM	F	0.53%
DGX	B	0.52%
NI	A	0.52%
ULTA	C	0.52%
SYY	D	0.51%
TXT	D	0.51%
TGT	C	0.5%
PPL	A	0.5%
D	D	0.5%
EBAY	C	0.49%
HRL	F	0.49%
STX	D	0.49%
AFL	C	0.49%
DUK	D	0.49%
EQR	C	0.49%
LNT	C	0.48%
KHC	F	0.48%
AEP	D	0.48%
DTE	D	0.47%
BLDR	C	0.47%
DOW	F	0.46%
BIIB	F	0.46%
BBY	C	0.45%
RJF	A	0.45%
OKE	A	0.4%
KEY	B	0.4%
ZM	B	0.4%
PNC	B	0.39%
PKG	B	0.39%
CSCO	A	0.38%
JBHT	C	0.38%
NWSA	B	0.38%
HPQ	B	0.37%
KIM	A	0.37%
RGA	A	0.36%
PRU	B	0.36%
DRI	B	0.36%
DIS	B	0.36%
CSX	B	0.36%
TSN	B	0.35%
DOC	C	0.35%
WEC	B	0.35%
SSNC	C	0.35%
ARE	F	0.34%
JNJ	D	0.34%
MOH	F	0.34%
FE	D	0.33%
CARR	C	0.33%
EIX	C	0.33%
NVR	D	0.33%
CMS	D	0.33%
PPG	F	0.33%
FNF	C	0.33%
HSY	F	0.32%
WLK	F	0.32%
HUM	D	0.32%
KDP	C	0.31%
GIS	F	0.31%
GPC	D	0.31%
ELV	F	0.29%
CMI	A	0.19%
J	D	0.19%
ODFL	B	0.19%
KEYS	C	0.18%
PYPL	A	0.18%
APD	B	0.18%
WRB	B	0.18%
IEX	B	0.18%
LH	B	0.18%
LHX	B	0.18%
DD	D	0.17%
HOLX	D	0.17%
MAA	C	0.17%
MDT	D	0.17%
LOW	B	0.17%
UPS	C	0.17%
HD	B	0.17%
SBUX	B	0.17%
CTVA	C	0.17%
CLX	A	0.17%
PFG	C	0.17%
GD	C	0.17%
OMC	A	0.17%
ACN	B	0.17%
AWK	D	0.16%
EXPD	C	0.16%
CI	D	0.16%
CPB	F	0.16%
WY	F	0.16%
FTV	C	0.16%
LMT	D	0.16%
MAS	D	0.16%
PEP	D	0.16%
NKE	F	0.15%
CAG	F	0.15%
MDLZ	F	0.15%

FTA Underweight 31 Positions Relative to ROBO

Symbol	Grade	Weight
IPGP	C	-1.98%
NVDA	A	-1.91%
ISRG	A	-1.77%
EMR	A	-1.72%
NOVT	C	-1.72%
ILMN	C	-1.71%
JBT	B	-1.68%
AMBA	C	-1.65%
ROK	B	-1.65%
ZBRA	B	-1.58%
TRMB	B	-1.49%
IOT	B	-1.48%
CDNS	B	-1.38%
MANH	C	-1.36%
CGNX	C	-1.36%
TER	F	-1.33%
PTC	B	-1.32%
ABBV	F	-1.31%
AZTA	F	-1.29%
OMCL	C	-1.27%
GMED	B	-1.27%
ADSK	B	-1.23%
QCOM	F	-1.19%
NOW	A	-1.17%
GXO	B	-1.12%
NVT	C	-1.09%
JOBY	B	-1.03%
QGEN	D	-0.97%
MCHP	F	-0.96%
SSYS	B	-0.93%
DDD	D	-0.91%