FTA vs. AIQ ETF Comparison

Comparison of First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index (FTA) to Global X Future Analytics Tech ETF (AIQ)

FTA

First Trust Large Cap Value AlphaDEX Fund (based onthe Defined Large Cap Value Index

FTA Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Large Cap Value Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P 500(R) Value Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$83.49

Average Daily Volume

40,498

Number of Holdings ^*

186

* may have additional holdings in another (foreign) market

AIQ

Global X Future Analytics Tech ETF

AIQ Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Artificial Intelligence & Big Data Index ("underlying index"). The fund invests at least 80% of its total assets in the securities of the underlying index. The underlying index is designed to track the performance of companies involved in the development and utilization of artificial intelligence ("AI") and big data. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$38.84

Average Daily Volume

324,797

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FTA	AIQ
30 Days	6.28%	3.96%
60 Days	6.56%	4.07%
90 Days	7.73%	10.18%
12 Months	27.44%	31.39%

6 Overlapping Holdings

Symbol	Grade	Weight in FTA	Weight in AIQ	Overlap
ACN	B	0.18%	3.02%	0.18%
CSCO	A	0.38%	3.47%	0.38%
EBAY	C	0.49%	0.47%	0.47%
HPE	B	0.92%	0.43%	0.43%
INTC	C	0.75%	1.58%	0.75%
STX	D	0.46%	0.32%	0.32%

FTA Overweight 180 Positions Relative to AIQ

Symbol	Grade	Weight
UAL	B	1.4%
SYF	A	1.14%
GM	B	1.13%
DAL	B	1.12%
PCAR	B	1.02%
FOXA	C	0.98%
EOG	C	0.97%
TROW	A	0.97%
STLD	B	0.96%
CVX	B	0.96%
CINF	A	0.96%
RS	B	0.94%
COP	D	0.94%
CTRA	B	0.93%
F	C	0.92%
AIG	B	0.91%
HAL	C	0.91%
VLO	C	0.91%
CMCSA	C	0.91%
XOM	C	0.9%
WFC	A	0.9%
T	A	0.89%
DVN	F	0.88%
PSX	C	0.87%
TOL	A	0.87%
COF	B	0.86%
OXY	F	0.86%
KMI	B	0.85%
MPC	F	0.85%
NUE	D	0.85%
HBAN	B	0.84%
EG	C	0.82%
EQT	B	0.82%
LNG	B	0.82%
CFG	B	0.8%
BG	F	0.8%
PHM	C	0.79%
LEN	C	0.79%
OC	B	0.78%
ETR	B	0.78%
CVS	D	0.77%
ADM	F	0.77%
LYB	F	0.76%
SRE	A	0.76%
VTRS	B	0.76%
C	A	0.76%
FDX	B	0.75%
CRBG	B	0.74%
L	B	0.74%
XEL	A	0.74%
FANG	F	0.74%
SLB	C	0.73%
ATO	A	0.73%
CTSH	B	0.73%
CNP	A	0.72%
AEE	A	0.72%
KR	A	0.72%
ZBH	C	0.71%
ALLY	C	0.71%
CB	D	0.7%
CF	B	0.7%
HIG	B	0.69%
APTV	F	0.66%
EXC	D	0.66%
ON	C	0.65%
MS	B	0.65%
VZ	B	0.64%
DG	F	0.64%
ED	D	0.64%
SNA	A	0.63%
CHTR	C	0.62%
BKR	C	0.61%
MTB	B	0.61%
SWKS	F	0.6%
IP	B	0.6%
DHI	D	0.6%
BAC	A	0.59%
RF	B	0.58%
FITB	B	0.57%
TDY	B	0.56%
LUV	B	0.56%
TRV	B	0.56%
USB	A	0.56%
STT	A	0.55%
CNC	F	0.55%
NI	A	0.53%
DGX	B	0.52%
PPL	B	0.51%
TXT	D	0.5%
D	C	0.5%
LNT	A	0.5%
AFL	B	0.5%
EQR	B	0.5%
ULTA	F	0.5%
TGT	F	0.5%
HRL	D	0.49%
DUK	C	0.49%
SYY	C	0.49%
DTE	C	0.48%
CE	F	0.48%
BLDR	C	0.48%
DE	B	0.48%
AEP	D	0.47%
RJF	A	0.46%
KHC	D	0.46%
AKAM	F	0.45%
BBY	D	0.45%
BIIB	F	0.44%
OKE	C	0.42%
ZM	B	0.42%
DOW	F	0.42%
DIS	B	0.4%
KEY	A	0.4%
PNC	A	0.39%
JBHT	C	0.38%
TSN	B	0.38%
NWSA	B	0.38%
PKG	B	0.38%
RGA	A	0.37%
KIM	A	0.37%
HPQ	B	0.36%
DRI	B	0.36%
CSX	B	0.36%
PRU	A	0.36%
WEC	A	0.35%
SSNC	A	0.35%
CMS	C	0.34%
FNF	B	0.34%
NVR	D	0.33%
DOC	C	0.33%
CARR	C	0.33%
PPG	D	0.33%
HSY	F	0.33%
JNJ	D	0.33%
EIX	A	0.33%
ARE	D	0.32%
FE	D	0.32%
GIS	D	0.31%
GPC	D	0.31%
MOH	F	0.31%
KDP	D	0.31%
HUM	C	0.31%
WLK	D	0.3%
ELV	F	0.27%
PYPL	A	0.19%
CMI	A	0.19%
ODFL	B	0.19%
LHX	C	0.18%
WRB	A	0.18%
APD	A	0.18%
LH	B	0.18%
IEX	B	0.18%
J	F	0.18%
KEYS	B	0.17%
GD	F	0.17%
PEP	F	0.17%
UPS	C	0.17%
NDSN	B	0.17%
CTVA	B	0.17%
MAA	B	0.17%
LOW	C	0.17%
HD	A	0.17%
PFG	C	0.17%
OMC	C	0.17%
CLX	C	0.17%
SBUX	B	0.17%
CPB	D	0.16%
WY	D	0.16%
EXPD	C	0.16%
LMT	D	0.16%
DD	D	0.16%
CI	D	0.16%
MAS	C	0.16%
HOLX	D	0.16%
MDT	D	0.16%
FTV	B	0.16%
NKE	F	0.15%
MDLZ	F	0.15%
AWK	D	0.15%
CAG	D	0.14%

FTA Underweight 53 Positions Relative to AIQ

Symbol	Grade	Weight
TSLA	B	-3.88%
NFLX	B	-3.85%
NOW	B	-3.74%
ORCL	C	-3.72%
CRM	B	-3.56%
NVDA	C	-3.33%
IBM	C	-3.26%
META	D	-3.24%
BABA	D	-3.19%
AMZN	C	-3.04%
AAPL	B	-2.84%
AVGO	D	-2.79%
GOOGL	C	-2.71%
MSFT	D	-2.61%
ADBE	C	-2.55%
UBER	D	-2.25%
QCOM	F	-2.23%
SHOP	B	-1.94%
MU	D	-1.69%
CDNS	B	-1.28%
SNPS	B	-1.28%
FTNT	C	-1.09%
NXPI	D	-0.87%
TTD	B	-0.85%
WDAY	C	-0.85%
DDOG	A	-0.65%
GEHC	F	-0.6%
ROK	B	-0.49%
ZS	C	-0.47%
TWLO	B	-0.45%
BIDU	F	-0.39%
DOCU	A	-0.39%
ERIC	B	-0.38%
PEGA	A	-0.38%
G	B	-0.37%
HUBB	B	-0.37%
WIX	A	-0.34%
CYBR	B	-0.33%
AI	B	-0.32%
SMAR	A	-0.32%
ZBRA	A	-0.32%
DXC	B	-0.3%
INFA	D	-0.29%
PATH	C	-0.29%
PCOR	B	-0.28%
AMBA	A	-0.28%
TDC	D	-0.26%
SNAP	C	-0.23%
SMCI	D	-0.23%
OKTA	C	-0.21%
STNE	F	-0.19%
VRNT	C	-0.19%
VSAT	F	-0.11%