FPX vs. DFNV ETF Comparison

Comparison of First Trust IPOX-100 Index Fund (FPX) to TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV)

FPX

First Trust IPOX-100 Index Fund

FPX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the IPOX(R)-100 U.S. Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified, value-weighted price index measuring the performance of the top U.S. companies ranked quarterly by market capitalization in the IPOX(R) Global Composite Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$109.45

Average Daily Volume

20,281

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$33.21

Average Daily Volume

2,516

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FPX	DFNV
30 Days	7.83%	2.81%
60 Days	9.04%	6.53%
90 Days	9.93%	6.23%
12 Months	30.00%	31.88%

9 Overlapping Holdings

Symbol	Grade	Weight in FPX	Weight in DFNV	Overlap
APP	C	1.32%	1.05%	1.05%
CRWD	D	1.78%	1.41%	1.41%
DASH	C	3.03%	1.28%	1.28%
DUOL	B	1.87%	0.57%	0.57%
PLTR	B	3.69%	1.52%	1.52%
RBLX	B	0.94%	0.96%	0.94%
SNOW	F	1.08%	1.13%	1.08%
VERX	D	0.84%	0.18%	0.18%
VRT	C	2.46%	0.91%	0.91%

FPX Overweight 79 Positions Relative to DFNV

Symbol	Grade	Weight
REGN	C	9.73%
CARR	B	7.73%
IOT	B	6.28%
ABNB	D	4.59%
OTIS	C	3.2%
CEG	C	2.84%
DKNG	C	2.57%
KVUE	C	2.51%
GEV	B	2.24%
GEHC	C	1.51%
RKT	C	1.41%
CR	C	1.3%
CRBG	D	1.27%
HQY	C	1.26%
PCVX	C	1.18%
CNM	F	1.14%
HOOD	C	1.08%
COIN	F	1.06%
VLTO	C	1.02%
AZEK	C	0.94%
OWL	C	0.93%
NET	D	0.86%
HPE	D	0.83%
DTM	B	0.83%
RYAN	D	0.78%
TPG	B	0.75%
NSIT	D	0.75%
RDDT	C	0.74%
JXN	A	0.71%
CRDO	D	0.69%
CHK	D	0.63%
NRG	C	0.63%
FNF	B	0.61%
KD	D	0.6%
THC	A	0.59%
UTHR	C	0.57%
ESAB	C	0.56%
MKSI	F	0.55%
EDR	A	0.54%
KNF	B	0.53%
BSY	D	0.52%
GKOS	C	0.48%
COHR	C	0.44%
COOP	C	0.44%
VNT	F	0.43%
TOST	C	0.41%
LNW	B	0.38%
PR	F	0.38%
PSN	B	0.38%
INFA	D	0.29%
NPAB	D	0.27%
FOUR	C	0.27%
DOCS	B	0.27%
ELAN	D	0.27%
RVMD	C	0.26%
KNTK	B	0.25%
BROS	D	0.23%
STEP	B	0.22%
RBRK	D	0.21%
ACT	B	0.21%
OGN	D	0.2%
CIVI	F	0.2%
NUVL	C	0.2%
TMDX	C	0.19%
OSCR	B	0.19%
EQT	D	0.19%
VRRM	D	0.17%
PRCT	C	0.16%
SGBX	F	0.15%
ACLX	B	0.15%
HIMS	D	0.13%
DYN	D	0.12%
ACVA	B	0.12%
HAYW	C	0.11%
KYMR	C	0.1%
KROS	C	0.08%
PHIN	B	0.08%
RXST	C	0.08%
ARHS	F	0.06%

FPX Underweight 89 Positions Relative to DFNV

Symbol	Grade	Weight
AAPL	C	-8.73%
AVGO	C	-4.29%
ABBV	C	-3.35%
JNJ	C	-2.98%
ADBE	F	-2.9%
NOW	B	-2.6%
QCOM	D	-2.52%
CRM	D	-2.43%
INTU	C	-2.39%
IBM	B	-2.31%
UBER	C	-2.05%
AMGN	B	-2.0%
GILD	B	-1.9%
BMY	C	-1.88%
PANW	D	-1.88%
ANET	B	-1.57%
MSI	B	-1.51%
SPOT	B	-1.47%
FTNT	C	-1.4%
MMM	B	-1.39%
PYPL	B	-1.24%
WDAY	D	-1.23%
ADSK	C	-1.16%
VEEV	C	-1.13%
TTD	B	-1.12%
DDOG	D	-1.1%
EA	D	-1.09%
MCHP	F	-1.04%
TEAM	D	-1.02%
RMD	C	-0.94%
NTAP	D	-0.89%
ZS	F	-0.85%
MANH	B	-0.78%
PINS	F	-0.77%
PSTG	F	-0.74%
NTNX	C	-0.74%
PTC	D	-0.74%
ZM	C	-0.72%
DT	C	-0.7%
SWKS	D	-0.69%
EXPE	C	-0.68%
UI	B	-0.65%
VRSN	D	-0.64%
DOCU	C	-0.62%
ENPH	D	-0.62%
NBIX	F	-0.59%
JKHY	B	-0.57%
QRVO	F	-0.55%
SOLV	C	-0.55%
FFIV	B	-0.55%
MTCH	C	-0.53%
HAS	B	-0.53%
SMAR	C	-0.52%
CRUS	D	-0.49%
PCTY	C	-0.49%
DBX	D	-0.47%
ETSY	F	-0.46%
CVLT	B	-0.45%
PEGA	C	-0.45%
NYT	C	-0.44%
HALO	C	-0.44%
GNRC	D	-0.42%
PATH	D	-0.41%
ZETA	C	-0.41%
JAZZ	D	-0.41%
MAT	C	-0.4%
PI	B	-0.4%
BOX	C	-0.39%
ALTR	C	-0.38%
QLYS	F	-0.37%
LYFT	D	-0.37%
TENB	F	-0.37%
ALKS	C	-0.31%
CWAN	B	-0.3%
IGT	D	-0.29%
BL	D	-0.25%
TDC	F	-0.22%
ALRM	F	-0.22%
FLNC	C	-0.22%
PLTK	C	-0.22%
PTGX	C	-0.21%
ACAD	F	-0.21%
YOU	C	-0.21%
AMZN	C	-0.2%
PRGS	C	-0.2%
RNG	F	-0.19%
YELP	F	-0.18%
RPD	F	-0.17%
CMPR	D	-0.16%