FMCX vs. ARKX ETF Comparison

Comparison of FMC Excelsior Focus Equity ETF (FMCX) to ARK Space Exploration & Innovation ETF (ARKX)

FMCX

FMC Excelsior Focus Equity ETF

FMCX Description

The fund is an actively managed exchange-traded fund (?ETF?) that, during normal market conditions, seeks to invest in approximately 25-30 U.S. exchange-traded common stocks of companies that are listed on U.S. national securities exchanges and trade contemporaneously with the shares of the fund. The fund adviser may also hold concentrated positions in common stocks, although the fund?s guidelines provide that no single investment should generally be more than 10% of the fund?s portfolio at acquisition. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$31.83

Average Daily Volume

125

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$17.99

Average Daily Volume

61,835

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FMCX	ARKX
30 Days	-0.06%	6.96%
60 Days	3.09%	15.77%
90 Days	6.30%	18.20%
12 Months	25.01%	27.05%

3 Overlapping Holdings

Symbol	Grade	Weight in FMCX	Weight in ARKX	Overlap
AMZN	B	5.01%	3.85%	3.85%
GOOG	B	0.5%	2.13%	0.5%
HON	B	0.6%	1.42%	0.6%

FMCX Overweight 49 Positions Relative to ARKX

Symbol	Grade	Weight
AAPL	C	6.93%
UNH	C	6.84%
KKR	A	6.14%
IAC	D	5.35%
GDDY	A	4.98%
MSFT	D	4.79%
LBRDK	C	4.24%
LSXMK	D	4.22%
GGG	B	3.98%
PYPL	B	3.9%
MTCH	F	3.18%
LSXMA	D	1.79%
GOOGL	B	1.77%
LBRDA	C	1.74%
PG	C	1.3%
PM	A	1.21%
YUM	D	1.18%
CMCSA	B	1.13%
MCD	D	1.12%
AMGN	D	1.11%
KEYS	C	1.06%
VUSB	A	0.92%
ICSH	A	0.92%
GILD	C	0.87%
CL	D	0.85%
MO	A	0.84%
ENTG	F	0.82%
ARWR	D	0.72%
NKE	F	0.68%
DHR	D	0.55%
BAX	F	0.47%
YUMC	B	0.42%
MUSA	B	0.4%
SPGI	D	0.37%
MTX	C	0.33%
KEX	B	0.33%
EQR	C	0.3%
JPM	A	0.3%
MUR	F	0.25%
V	A	0.21%
FWONK	B	0.21%
BKNG	A	0.19%
FLWS	F	0.15%
GD	D	0.13%
BATRK	B	0.11%
PNR	B	0.1%
FWONA	B	0.05%
VMEO	C	0.03%
BATRA	D	0.02%

FMCX Underweight 22 Positions Relative to ARKX

Symbol	Grade	Weight
KTOS	C	-9.84%
RKLB	B	-9.73%
IRDM	F	-8.3%
AVAV	C	-7.36%
TRMB	B	-6.82%
TER	F	-5.43%
LHX	B	-4.58%
PLTR	A	-3.78%
ACHR	B	-3.22%
BLDE	C	-3.2%
GRMN	B	-2.77%
DE	C	-2.28%
JOBY	B	-2.2%
PRNT	C	-1.77%
HEI	A	-1.56%
TDY	B	-1.36%
PATH	C	-1.25%
SNPS	C	-1.2%
LMT	D	-1.2%
AMD	F	-1.12%
ANSS	B	-0.99%
DDD	C	-0.77%