FJP vs. GSJY ETF Comparison

Comparison of First Trust Japan AlphaDEX Fund (FJP) to Goldman Sachs ActiveBeta Japan Equity ETF (GSJY)

FJP

First Trust Japan AlphaDEX Fund

FJP Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the Defined Japan Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in stocks that comprise the index. The index is a modified equal-dollar weighted index designed by S&P to objectively identify and select stocks from the S&P Japan BMI Index that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$53.35

Average Daily Volume

13,842

Number of Holdings ^*

* may have additional holdings in another (foreign) market

GSJY

Goldman Sachs ActiveBeta Japan Equity ETF

GSJY Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the Goldman Sachs ActiveBeta® Japan Equity Index (the "index"). The fund seeks to achieve its investment objective by investing at least 80% of its assets (exclusive of collateral held from securities lending) in securities included in its underlying index, in depositary receipts representing securities included in its underlying index and in underlying stocks in respect of depositary receipts included in its underlying index. The index is designed to deliver exposure to equity securities of Japanese issuers.

Grade (RS Rating)

Last Trade

$39.09

Average Daily Volume

15,580

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	FJP	GSJY
30 Days	0.43%	-0.92%
60 Days	10.50%	10.25%
90 Days	2.58%	3.09%
12 Months	16.22%	23.09%

6 Overlapping Holdings

Symbol	Grade	Weight in FJP	Weight in GSJY	Overlap
AGCO	D	0.31%	0.12%	0.12%
HMC	D	1.63%	0.98%	0.98%
MFG	D	1.45%	1.34%	1.34%
MUFG	D	1.16%	2.63%	1.16%
NMR	F	1.21%	0.48%	0.48%
SMFG	D	1.43%	1.82%	1.43%

FJP Overweight 0 Positions Relative to GSJY

	Symbol	Grade	Weight

FJP Underweight 2 Positions Relative to GSJY

	Symbol	Grade	Weight
	TM	D	-4.07%
	SONY	C	-2.29%