FCUS vs. OZEM ETF Comparison

Comparison of Pinnacle Focused Opportunities ETF (FCUS) to Roundhill GLP-1 & Weight Loss ETF (OZEM)

FCUS

Pinnacle Focused Opportunities ETF

FCUS Description

The investment seeks long term capital appreciation. The fund is an actively managed exchange-traded fund (“ETF”) that seeks to achieve its investment objective primarily by investing in a focused portfolio of U.S. equity securities. The fund's manager manages its portfolio based on its proprietary model. The fund’s portfolio excludes certain equity securities, such as limited partnerships, closed-end investment companies, and warrants. It is non-diversified.

Grade (RS Rating)

Last Trade

$28.27

Average Daily Volume

4,186

Number of Holdings ^*

10

* may have additional holdings in another (foreign) market

OZEM

Roundhill GLP-1 & Weight Loss ETF

OZEM Description

OZEM targets the global weight management industry. The fund invests in companies involved in the development of GLP-1 and other weight loss drugs. GLP-1 agonists seek to aid in weight management by lowering blood sugar levels, reducing appetite, and promoting fullness. The portfolio consists of firms with GLP-1 and weight loss drugs that have been approved by or are currently undergoing Phase I, Phase II, and/or Phase III clinical trials of the US Food & Drug Administration (FDA), or any applicable food and drug regulator for non-US companies. The portfolio is constructed using a proprietary methodology, which selects companies with high levels of thematic relevance based on research of each companys public filings and disclosures. In addition, eligible securities must meet minimum market-cap and liquidity requirements. The actively managed fund, although rebalances portfolio weighting on at least a quarterly basis, may have a heavy concentration on a few names.

Grade (RS Rating)

Last Trade

$28.71

Average Daily Volume

37,094

Number of Holdings ^*

6

* may have additional holdings in another (foreign) market

Performance

Period	FCUS	OZEM
30 Days	2.31%	2.35%
60 Days	6.02%	7.25%
90 Days	-1.79%	10.89%
12 Months	26.26%

0 Overlapping Holdings

	Symbol	Grade	Weight in FCUS	Weight in OZEM	Overlap

FCUS Overweight 10 Positions Relative to OZEM

	Symbol	Grade	Weight
	FTAI	B	4.63%
	VKTX	C	4.57%
	VST	C	4.41%
	THC	B	4.39%
	CAVA	B	4.06%
	SFM	B	4.02%
	INSM	D	4.0%
	HWM	B	3.99%
	CVNA	B	3.98%
	CRS	B	3.97%

FCUS Underweight 6 Positions Relative to OZEM

	Symbol	Grade	Weight
	NVO	C	-20.43%
	LLY	C	-19.98%
	AZN	D	-3.54%
	AMGN	B	-3.27%
	ALT	D	-3.22%
	PFE	C	-3.18%

FCUS: Top Represented Industries & Keywords

Industries: Biotechnology Grocery Stores Medical Care Metal Fabrication Rental & Leasing Services Restaurants Specialty Industrial Machinery Specialty Retail Utilities - Independent Power Producers

Keywords: Aerospace Biopharmaceutical Chemical Medicine S&P 500 Titanium Acute Care Acute Care Hospitals Acute Care Services Alcohol Alloys Aluminium Alloy Ambulatory Care Anemia Bacterial Disease Bacteriology Bakery Bakery Products Beer Bone

OZEM: Top Represented Industries & Keywords

Industries: Drug Manufacturers - Major Biotechnology

Keywords: Inflammation Neuroscience Obesity Pharmaceutical Products Depressive Disorder Hypertension Major Depressive Disorder S&P 500 Alzheimer's Disease Animal Health Biopharmaceutical Bipolar Disorder Cholesterol Clinic Diabetes Drugs Dysfunction Erectile Dysfunction Growth Hormone Inflammatory Diseases