DUKQ vs. AOR ETF Comparison

Comparison of Northern Lights Fund Trust Ocean Park Domestic ETF (DUKQ) to iShares Core Growth Allocation ETF (AOR)

DUKQ

Northern Lights Fund Trust Ocean Park Domestic ETF

DUKQ Description

The fund is an actively managed ETF that seeks to achieve its investment objective by tactically allocating the fund"s assets between unaffiliated U.S. equity ETFs ("Underlying ETFs") and cash equivalents. Under normal market conditions, the advisor expects to invest substantially all of its assets in underlying ETFs.

Grade (RS Rating)

Last Trade

$25.97

Average Daily Volume

1,742

Number of Holdings ^*

10

* may have additional holdings in another (foreign) market

AOR

iShares Core Growth Allocation ETF

AOR Description

The investment seeks to track the investment results of the S&P Target Risk Growth Index composed of a portfolio of underlying equity and fixed income funds intended to represent a growth allocation target risk strategy. The fund is a fund of funds and seeks its investment objective by investing primarily in underlying funds that themselves seek investment results corresponding to their own respective underlying indexes. It generally will invest at least 90% of its assets in the component securities of the underlying index. The index measures the performance of the S&P Dow Jones Indices LLC proprietary allocation model.

Grade (RS Rating)

Last Trade

$58.80

Average Daily Volume

131,510

Number of Holdings ^*

7

* may have additional holdings in another (foreign) market

Performance

Period	DUKQ	AOR
30 Days	1.10%	1.49%
60 Days	6.37%	5.26%
90 Days		4.62%
12 Months		24.94%

2 Overlapping Holdings

	Symbol	Grade	Weight in DUKQ	Weight in AOR	Overlap
	IJH	B	10.39%	2.04%	2.04%
	IJR	C	5.37%	0.9%	0.9%

DUKQ Overweight 8 Positions Relative to AOR

	Symbol	Grade	Weight
	VOO	B	23.02%
	QQQM	C	19.69%
	RSP	A	10.44%
	DVY	B	5.45%
	VOE	A	5.39%
	COWZ	A	5.26%
	VOT	A	5.02%
	MTUM	A	4.96%

DUKQ Underweight 5 Positions Relative to AOR

	Symbol	Grade	Weight
	IVV	B	-34.77%
	IUSB	B	-32.78%
	IDEV	B	-17.26%
	IEMG	A	-6.27%
	IAGG	A	-5.73%

DUKQ: Top Represented Industries & Keywords

Industries:

Keywords: ETF Exchange Traded Fund Stock Market Index Capitalization Weighted Index Index Fund S&P 500 Index Active Management Dividend Dividend Yield Dow Jones U.S. Select Dividend Total Return Index Free Cash Flow High Yield Stocks MSCI EAFE Midcap Msci Us Reit Index Nasdaq 100 Index S&P 400 S&P 500 Dividend Aristocrats S&P 500 Equal Weighted S&P 500 Index CBOE

AOR: Top Represented Industries & Keywords

Industries:

Keywords: ETF Exchange Traded Fund Index Fund Bond Bloomberg Barclays Us Aggregate Bond Index Bond Market Indices Convertible Bond Exchange Traded Funds Financial Market High Yield Debt Ishares Issuer Capped MSCI EAFE Midcap Money Market Fund S&P 400 S&P 600 S&P Small Cap 600 Growth Index Swaps