DIA vs. DOGG ETF Comparison

Comparison of SPDR Dow Jones Industrial Average ETF (DIA) to First Trust Exchange-Traded Fund IV FT Cboe Vest DJIA Dogs 10 Target Income ETF (DOGG)

DIA

SPDR Dow Jones Industrial Average ETF

DIA Description

The investment seeks to provide investment results that, before expenses, correspond generally to the price and yield performance of the Dow Jones Industrial Average (the DJIA). The Trust seeks to achieve its investment objective by holding a portfolio of the common stocks that are included in the DJIA, with the weight of each stock in the Portfolio substantially corresponding to the weight of such stock in the DJIA. The companies represented by the 30 stocks now comprising the DJIA are all leaders in their respective industries, and their stocks are widely held by individuals and institutional investors.

Grade (RS Rating)

Last Trade

$416.19

Average Daily Volume

3,484,032

Number of Holdings ^*

* may have additional holdings in another (foreign) market

DOGG

First Trust Exchange-Traded Fund IV FT Cboe Vest DJIA Dogs 10 Target Income ETF

DOGG Description

Under normal market conditions, the fund will pursue its objective by investing primarily in common stocks, exchange-traded options (including FLexible EXchange options (FLEX Options)) and short-term U.S. Treasury securities. The fund seeks to provide exposure to a concentrated portfolio of large-capitalization U.S. equity securities while providing a consistent level of income that is approximately 8% (before fees and expenses) above the annualized yield of the Dow Jones Industrial Average ("DJIA"). The fund is non-diversified.

Grade (RS Rating)

Last Trade

$20.80

Average Daily Volume

13,944

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	DIA	DOGG
30 Days	1.73%	1.96%
60 Days	3.37%	4.69%
90 Days	6.53%	4.02%
12 Months	22.42%	12.64%

8 Overlapping Holdings

Symbol	Grade	Weight in DIA	Weight in DOGG	Overlap
AMGN	B	5.26%	4.96%	4.96%
CSCO	B	0.79%	5.25%	0.79%
DOW	D	0.8%	5.0%	0.8%
IBM	B	3.37%	5.2%	3.37%
JNJ	B	2.62%	5.25%	2.62%
KO	B	1.14%	5.44%	1.14%
MMM	B	2.1%	5.3%	2.1%
VZ	B	0.7%	5.14%	0.7%

DIA Overweight 22 Positions Relative to DOGG

Symbol	Grade	Weight
UNH	C	9.38%
GS	D	7.56%
MSFT	C	6.81%
HD	B	5.97%
CAT	C	5.41%
MCD	C	4.66%
V	B	4.55%
AXP	B	4.07%
CRM	D	4.04%
TRV	B	3.73%
AAPL	D	3.55%
JPM	D	3.29%
HON	D	3.26%
AMZN	C	2.98%
PG	C	2.77%
BA	F	2.59%
CVX	D	2.22%
MRK	D	1.84%
DIS	D	1.42%
WMT	B	1.27%
NKE	D	1.25%
INTC	F	0.31%

DIA Underweight 0 Positions Relative to DOGG

	Symbol	Grade	Weight