DFNV vs. GRID ETF Comparison

Comparison of TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV) to First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund (GRID)

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$33.07

Average Daily Volume

2,739

Number of Holdings ^*

98

* may have additional holdings in another (foreign) market

GRID

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the NASDAQ OMX(R) Clean Edge(R) Smart Grid Infrastructure Index(SM). The fund normally invests at least 90% of assets in common stocks that comprise the index or in depositary receipts representing securities in the index. The index is designed to act as a transparent and liquid benchmark for the grid and electric energy infrastructure sector. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$126.34

Average Daily Volume

108,522

Number of Holdings ^*

44

* may have additional holdings in another (foreign) market

Performance

Period	DFNV	GRID
30 Days	1.01%	3.76%
60 Days	6.92%	11.91%
90 Days	3.73%	7.06%
12 Months	32.58%	37.85%

6 Overlapping Holdings

	Symbol	Grade	Weight in DFNV	Weight in GRID	Overlap
	ABBV	A	3.17%	7.67%	3.17%
	ENPH	D	0.61%	2.45%	0.61%
	FLNC	C	0.22%	0.19%	0.19%
	GNRC	B	0.42%	0.06%	0.06%
	IBM	C	2.35%	1.38%	1.38%
	QCOM	D	2.45%	1.29%	1.29%

DFNV Overweight 92 Positions Relative to GRID

	Symbol	Grade	Weight
	AAPL	C	8.56%
	AVGO	C	4.58%
	JNJ	C	2.8%
	CRM	C	2.57%
	NOW	C	2.54%
	ADBE	F	2.49%
	INTU	F	2.27%
	UBER	C	2.17%
	GILD	A	1.86%
	BMY	B	1.86%
	AMGN	D	1.83%
	PANW	D	1.8%
	ANET	B	1.71%
	SPOT	B	1.62%
	PLTR	C	1.56%
	CRWD	D	1.54%
	MSI	A	1.51%
	MMM	B	1.41%
	DASH	B	1.37%
	FTNT	C	1.35%
	APP	B	1.35%
	PYPL	B	1.33%
	TTD	C	1.18%
	ADSK	C	1.16%
	WDAY	D	1.13%
	DDOG	D	1.12%
	SNOW	F	1.1%
	VRT	B	1.08%
	EA	D	1.03%
	VEEV	C	0.99%
	RBLX	C	0.98%
	MCHP	F	0.98%
	TEAM	D	0.96%
	NTAP	D	0.9%
	ZS	F	0.87%
	RMD	C	0.86%
	PINS	D	0.82%
	MANH	C	0.8%
	PTC	D	0.75%
	PSTG	F	0.75%
	NTNX	D	0.73%
	EXPE	B	0.73%
	DUOL	B	0.71%
	ZM	B	0.7%
	DT	C	0.7%
	UI	A	0.68%
	DOCU	B	0.65%
	SWKS	F	0.63%
	VRSN	C	0.62%
	FFIV	C	0.58%
	JKHY	A	0.54%
	HAS	A	0.54%
	SMAR	A	0.54%
	SOLV	D	0.53%
	MTCH	C	0.53%
	NBIX	F	0.53%
	QRVO	F	0.5%
	PCTY	C	0.49%
	PEGA	C	0.48%
	ETSY	F	0.47%
	DBX	C	0.46%
	NYT	B	0.45%
	CVLT	C	0.45%
	PI	B	0.45%
	ZETA	B	0.44%
	PATH	D	0.41%
	JAZZ	F	0.41%
	CRUS	D	0.41%
	LYFT	D	0.4%
	ALTR	C	0.4%
	HALO	D	0.4%
	MAT	C	0.39%
	TENB	F	0.37%
	BOX	C	0.37%
	QLYS	F	0.35%
	CWAN	C	0.31%
	ALKS	C	0.3%
	IGT	F	0.28%
	BL	D	0.24%
	PLTK	C	0.23%
	TDC	D	0.22%
	YOU	C	0.22%
	ALRM	F	0.21%
	PRGS	B	0.21%
	AMZN	C	0.2%
	PTGX	C	0.2%
	ACAD	F	0.19%
	RNG	F	0.19%
	YELP	F	0.18%
	VERX	B	0.18%
	RPD	D	0.17%
	CMPR	F	0.16%

DFNV Underweight 38 Positions Relative to GRID

	Symbol	Grade	Weight
	ETN	C	-8.39%
	JCI	B	-7.85%
	PWR	B	-4.12%
	HUBB	A	-3.87%
	APTV	D	-2.98%
	TSLA	B	-2.17%
	ORCL	C	-1.96%
	NVDA	C	-1.89%
	NVT	D	-1.7%
	CSCO	A	-1.44%
	TXN	C	-1.27%
	HON	B	-0.97%
	ADI	C	-0.78%
	ITRI	C	-0.69%
	AEIS	D	-0.5%
	ATKR	F	-0.49%
	GEV	A	-0.45%
	EMR	B	-0.44%
	NXPI	F	-0.37%
	MYRG	F	-0.22%
	SEDG	F	-0.18%
	AMSC	D	-0.13%
	TRMB	B	-0.1%
	WLDN	A	-0.09%
	AES	B	-0.08%
	WCC	C	-0.05%
	PLPC	D	-0.05%
	MTZ	C	-0.05%
	VMI	B	-0.04%
	LFUS	C	-0.04%
	ENS	C	-0.03%
	BDC	B	-0.03%
	ACA	C	-0.03%
	STM	F	-0.02%
	ESE	B	-0.02%
	DGII	D	-0.01%
	AZZ	C	-0.01%
	EBR	D	-0.0%

DFNV: Top Represented Industries & Keywords

Industries: Software - Application Software - Infrastructure Biotechnology Semiconductors Drug Manufacturers - Major Internet Content & Information Data Storage Leisure Communication Equipment Diversified Industrials Electronic Gaming & Multimedia Specialty Retail Business Services Computer Systems Conglomerates Consumer Electronics Credit Services Electronic Components Electronic Gaming & Multimedia Gambling

Keywords: S&P 500 Computing Nasdaq 100 Work From Home Cloud Computing Software Telecommunications Software As A Service Cloud Infrastructure Information Technology Management Biopharmaceutical Business Intelligence Cybersecurity Dow Jones Component Mobile Devices Systems Integrator IBD 50 Operating System CRM Computer Networking

GRID: Top Represented Industries & Keywords

Industries: Electronic Components Semiconductors Diversified Industrials Engineering & Construction Scientific & Technical Instruments Communication Equipment Utilities - Renewable Auto Manufacturers Auto Parts Drug Manufacturers - Major Electronics Distribution Industrial Distribution Information Technology Services Infrastructure Operations Metal Fabrication Semiconductor Equipment & Materials Software - Infrastructure Solar Specialty Industrial Machinery Utilities - Diversified

Keywords: S&P 500 Nasdaq 100 Computing Electrical Engineering Integrated Circuits Telecommunications Electricity Fabless Semiconductor Companies Mining Natural Gas Semiconductor Electrical Products Electromagnetism Fiber Optics Power Management Renewable Energy Telecommunications Equipment Analog Devices Batteries Broadband