DFNV vs. FPX ETF Comparison

Comparison of TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV) to First Trust IPOX-100 Index Fund (FPX)

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$36.99

Average Daily Volume

20,580

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FPX

First Trust IPOX-100 Index Fund

FPX Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the IPOX(R)-100 U.S. Index. The fund will normally invest at least 90% of its net assets plus the amount of any borrowings for investment purposes in common stocks that comprise the index. The index is a modified, value-weighted price index measuring the performance of the top U.S. companies ranked quarterly by market capitalization in the IPOX(R) Global Composite Index. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$128.47

Average Daily Volume

15,580

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	DFNV	FPX
30 Days	8.99%	14.38%
60 Days	10.78%	16.44%
90 Days	13.77%	23.89%
12 Months	41.35%	47.61%

11 Overlapping Holdings

Symbol	Grade	Weight in DFNV	Weight in FPX	Overlap
APP	B	3.13%	5.68%	3.13%
CRWD	B	1.74%	2.52%	1.74%
DASH	A	1.52%	4.27%	1.52%
DUOL	A	0.75%	2.51%	0.75%
PLTR	B	2.42%	6.59%	2.42%
RBLX	C	0.99%	2.04%	0.99%
SNOW	C	1.17%	0.86%	0.86%
SOLV	C	0.48%	0.47%	0.47%
VERX	B	0.24%	0.92%	0.24%
VRT	B	1.37%	1.54%	1.37%
ZETA	D	0.32%	0.16%	0.16%

DFNV Overweight 88 Positions Relative to FPX

Symbol	Grade	Weight
AAPL	C	8.05%
AVGO	D	3.96%
CRM	B	2.84%
NOW	A	2.71%
ABBV	D	2.59%
JNJ	D	2.48%
ADBE	C	2.24%
INTU	C	2.15%
IBM	C	2.11%
QCOM	F	2.09%
BMY	B	2.0%
PANW	C	1.94%
GILD	C	1.86%
SPOT	B	1.84%
UBER	D	1.82%
AMGN	D	1.56%
ANET	C	1.55%
MSI	B	1.53%
FTNT	C	1.51%
TEAM	A	1.36%
PYPL	B	1.35%
ADSK	A	1.24%
DDOG	A	1.22%
TTD	B	1.22%
MMM	D	1.22%
EA	A	1.13%
WDAY	B	1.12%
UI	A	1.0%
ZS	C	0.95%
VEEV	C	0.95%
NTAP	C	0.85%
EXPE	B	0.84%
RMD	C	0.8%
DOCU	A	0.79%
MCHP	D	0.78%
NTNX	A	0.76%
PTC	A	0.75%
ZM	B	0.75%
MANH	D	0.72%
PSTG	D	0.69%
PINS	D	0.69%
GEN	B	0.67%
DT	C	0.63%
FFIV	B	0.59%
VRSN	F	0.57%
PCTY	B	0.55%
PEGA	A	0.53%
NBIX	C	0.53%
JKHY	D	0.51%
SWKS	F	0.51%
SMAR	A	0.51%
GNRC	B	0.48%
CVLT	B	0.47%
DBX	B	0.47%
LYFT	C	0.46%
HAS	D	0.44%
JAZZ	B	0.42%
ALTR	B	0.41%
ETSY	D	0.4%
MTCH	D	0.4%
PATH	C	0.39%
QLYS	C	0.39%
NYT	C	0.39%
MAT	D	0.36%
PI	D	0.36%
CWAN	B	0.35%
BOX	B	0.35%
TENB	C	0.35%
ENPH	F	0.32%
CRUS	D	0.32%
QRVO	F	0.3%
HALO	F	0.3%
ALKS	B	0.29%
BL	B	0.26%
PLTK	B	0.23%
IGT	F	0.23%
ALRM	C	0.22%
PRGS	A	0.21%
RNG	B	0.21%
TDC	D	0.21%
FLNC	C	0.2%
RPD	C	0.19%
AMZN	C	0.19%
ACAD	D	0.19%
PTGX	C	0.17%
YELP	C	0.17%
YOU	D	0.17%
CMPR	D	0.14%

DFNV Underweight 73 Positions Relative to FPX

Symbol	Grade	Weight
IOT	A	-6.76%
CARR	D	-6.73%
REGN	F	-4.46%
GEV	B	-3.56%
CEG	D	-3.51%
KVUE	A	-3.15%
ABNB	C	-1.69%
TPG	A	-1.64%
DTM	B	-1.54%
HOOD	B	-1.42%
COIN	C	-1.38%
PCVX	D	-1.22%
CR	A	-1.19%
DKNG	B	-1.19%
VLTO	D	-1.01%
OWL	A	-0.99%
RKT	F	-0.92%
RYAN	B	-0.92%
HQY	B	-0.91%
CRBG	B	-0.9%
TOST	B	-0.9%
JXN	C	-0.9%
RDDT	B	-0.87%
KNF	A	-0.85%
FNF	B	-0.83%
ESAB	B	-0.76%
NRG	B	-0.75%
GEHC	F	-0.75%
UTHR	C	-0.68%
AZEK	A	-0.67%
THC	D	-0.62%
COHR	B	-0.61%
NSIT	F	-0.59%
DOCS	C	-0.58%
COOP	B	-0.56%
KNTK	B	-0.54%
GKOS	B	-0.53%
NUVL	D	-0.47%
CNX	A	-0.46%
OSCR	D	-0.45%
ACT	D	-0.42%
PSN	D	-0.42%
ACLX	C	-0.41%
NPAB	B	-0.37%
FOUR	B	-0.35%
PRCT	B	-0.35%
RVMD	C	-0.34%
SLVM	B	-0.34%
LNW	D	-0.33%
RBRK	A	-0.32%
STEP	B	-0.31%
BROS	B	-0.29%
BSY	D	-0.29%
CRDO	B	-0.28%
PECO	A	-0.28%
SGBX	F	-0.27%
ROIV	C	-0.27%
KYMR	D	-0.24%
RNA	D	-0.23%
TMDX	F	-0.23%
ITRI	B	-0.21%
KRYS	B	-0.2%
LTH	C	-0.19%
KROS	D	-0.18%
PHIN	A	-0.18%
INTA	A	-0.17%
OGN	D	-0.16%
GRND	A	-0.15%
VRRM	D	-0.15%
RXST	F	-0.14%
ACVA	B	-0.13%
DYN	F	-0.12%
FA	C	-0.1%