DFNV vs. ARKG ETF Comparison

Comparison of TrimTabs Donoghue Forlines Risk Managed Innovation ETF (DFNV) to ARK Genomic Revolution Multi-Sector ETF (ARKG)

DFNV

TrimTabs Donoghue Forlines Risk Managed Innovation ETF

DFNV Description

The investment seeks to provide investment results that closely correspond, before fees and expenses, to the performance of the TrimTabs Donoghue Forlines Risk Managed Free Cash Flow Innovation Index. To pursue its investment objective, the fund invests, under normal market circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in component securities of the index. The index is designed to track the performance of a strategy that seeks to provide risk-managed exposure to U.S. publicly traded companies with strong free cash flow and strong research and development (R&D) investment

Grade (RS Rating)

Last Trade

$36.43

Average Daily Volume

20,137

Number of Holdings ^*

* may have additional holdings in another (foreign) market

ARKG

ARK Genomic Revolution Multi-Sector ETF

ARKG Description

Companies within ARKG are focused on and are expected to substantially benefit from extending and enhancing the quality of human and other life by incorporating technological and scientific developments and advancements in genomics into their business. The companies held in ARKG may develop, produce or enable: CRISPR Targeted Therapeutics Bioinformatics Molecular Diagnostics Stem Cells Agricultural Biology ARKG will be concentrated in issuers in any industry or group of industries in the health care sector, including issuers having their principal business activities in the biotechnology industry. ARKG is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies across multiple sectors, including health care, information technology, materials, energy and consumer discretionary, that are relevant to the Fund’s investment theme of the genomics revolution.

Grade (RS Rating)

Last Trade

$25.90

Average Daily Volume

1,932,844

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	DFNV	ARKG
30 Days	6.06%	7.09%
60 Days	15.50%	5.87%
90 Days	21.23%	6.65%
12 Months	45.95%	7.99%

2 Overlapping Holdings

	Symbol	Grade	Weight in DFNV	Weight in ARKG	Overlap
	AMGN	C	1.79%	1.92%	1.79%
	VEEV	B	1.0%	1.94%	1.0%

DFNV Overweight 97 Positions Relative to ARKG

Symbol	Grade	Weight
AAPL	B	8.14%
AVGO	B	4.37%
ABBV	B	3.23%
CRM	A	2.69%
JNJ	D	2.66%
NOW	B	2.66%
QCOM	C	2.32%
ADBE	F	2.26%
IBM	D	2.12%
INTU	A	2.12%
PLTR	A	2.06%
UBER	F	2.01%
BMY	C	2.01%
GILD	B	1.96%
PANW	A	1.87%
ANET	C	1.71%
APP	B	1.65%
CRWD	C	1.58%
SPOT	B	1.55%
MSI	A	1.49%
DASH	A	1.46%
FTNT	A	1.32%
PYPL	A	1.31%
TEAM	B	1.27%
MMM	C	1.26%
TTD	B	1.23%
ADSK	A	1.22%
DDOG	C	1.17%
VRT	A	1.16%
SNOW	C	1.1%
EA	B	1.09%
WDAY	C	1.08%
RBLX	B	1.02%
MCHP	F	0.93%
ZS	C	0.92%
RMD	B	0.85%
NTAP	C	0.83%
EXPE	B	0.8%
PINS	D	0.8%
UI	B	0.79%
PTC	B	0.78%
ZM	A	0.77%
DOCU	A	0.75%
NTNX	B	0.74%
MANH	C	0.73%
PSTG	C	0.73%
DUOL	B	0.71%
DT	C	0.7%
GEN	B	0.67%
FFIV	B	0.59%
VRSN	D	0.58%
JKHY	C	0.57%
PCTY	B	0.57%
SWKS	F	0.56%
SOLV	C	0.54%
NBIX	C	0.54%
SMAR	B	0.53%
PEGA	A	0.53%
MTCH	F	0.51%
GNRC	A	0.5%
HAS	D	0.49%
DBX	C	0.48%
ENPH	F	0.47%
CVLT	A	0.45%
ALTR	C	0.43%
ETSY	D	0.43%
ZETA	B	0.42%
HALO	C	0.41%
JAZZ	B	0.41%
MAT	C	0.41%
NYT	B	0.41%
LYFT	C	0.4%
PI	C	0.4%
PATH	D	0.39%
BOX	B	0.36%
TENB	D	0.35%
QLYS	C	0.35%
QRVO	F	0.34%
CRUS	F	0.34%
ALKS	C	0.31%
CWAN	B	0.31%
IGT	D	0.26%
BL	C	0.26%
YOU	D	0.25%
RNG	B	0.23%
PLTK	B	0.22%
TDC	D	0.21%
ALRM	C	0.21%
PRGS	B	0.21%
VERX	B	0.21%
FLNC	D	0.21%
PTGX	C	0.2%
RPD	D	0.19%
AMZN	B	0.19%
ACAD	D	0.18%
YELP	C	0.17%
CMPR	F	0.15%

DFNV Underweight 32 Positions Relative to ARKG

Symbol	Grade	Weight
TWST	C	-8.34%
CRSP	C	-7.33%
RXRX	D	-6.92%
CDNA	D	-5.03%
ADPT	B	-4.82%
VCYT	B	-4.58%
IONS	F	-4.2%
NRIX	B	-4.01%
TXG	F	-3.81%
NTLA	F	-3.8%
BEAM	C	-3.75%
NTRA	A	-3.66%
SDGR	D	-3.36%
ARCT	F	-2.96%
GH	C	-2.82%
PSNL	D	-2.8%
PACB	D	-2.53%
ABSI	C	-2.48%
VRTX	A	-1.54%
BFLY	B	-1.4%
ACCD	F	-1.34%
EXAS	F	-1.27%
INCY	A	-1.26%
CERS	F	-1.04%
REGN	F	-0.99%
MRNA	F	-0.99%
PRME	D	-0.88%
MASS	D	-0.85%
CMPS	F	-0.74%
QSI	D	-0.71%
RPTX	D	-0.71%
ILMN	B	-0.69%

ARKG: Top Represented Industries & Keywords

Industries: Biotechnology Diagnostics & Research Health Information Services Health Information Services Medical Devices Drug Manufacturers - Major Medical Care Facilities