DALI vs. FV ETF Comparison

Comparison of First Trust DorseyWright DALI 1 ETF (DALI) to First Trust Dorsey Wright Focus 5 ETF (FV)

DALI

First Trust DorseyWright DALI 1 ETF

DALI Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Nasdaq Dorsey Wright DALI 1 Index. Under normal conditions, the fund will invest at least 90% of its net assets (including investment borrowings) in the equity securities that comprise the index. The index has been designed based upon the principle that the asset class exhibiting the highest levels of "relative strength," based on current prices, will be the asset class with the best performance over the near term. It is non-diversified.

Grade (RS Rating)

Last Trade

$26.10

Average Daily Volume

4,019

Number of Holdings ^*

* may have additional holdings in another (foreign) market

FV

First Trust Dorsey Wright Focus 5 ETF

FV Description

The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an index called the Dorsey Wright Focus Five Index (the "index"). The fund will normally invest at least 90% of its net assets (plus the amount of any borrowings for investment purposes) in the exchange-traded funds ("ETFs") that comprise the index. The index is designed to provide targeted exposure to the five First Trust sector-based ETFs that the index Provider believes offer the greatest potential to outperform the other ETFs in the selection universe. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$59.24

Average Daily Volume

85,867

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	DALI	FV
30 Days	1.34%	0.08%
60 Days	4.48%	2.81%
90 Days	8.00%	5.13%
12 Months	17.70%	27.74%

2 Overlapping Holdings

	Symbol	Grade	Weight in DALI	Weight in FV	Overlap
	FTXL	F	12.3%	20.04%	12.3%
	FXD	B	12.17%	18.47%	12.17%

DALI Overweight 2 Positions Relative to FV

	Symbol	Grade	Weight
	FYC	B	17.92%
	FTC	A	17.66%

DALI Underweight 0 Positions Relative to FV

	Symbol	Grade	Weight

DALI: Top Represented Industries & Keywords

Industries:

Keywords: Stock Market Index ETF Exchange Traded Fund Fundamentally Based Indexes Active Management Index Fund Euronext Exchange Traded Funds Investment Management Nyse Euronext S&P 500 Index S&P 500 Index CBOE S&P 600 S&P Small Cap 600 Growth Index

FV: Top Represented Industries & Keywords

Industries:

Keywords: Index Fund Stock Market Index ETF Euronext Exchange Traded Fund Exchange Traded Funds Fundamentally Based Indexes Investment Management Nyse Euronext