ASEA vs. TSME ETF Comparison

Comparison of Global X FTSE ASEAN 40 ETF (ASEA) to Thrivent Small-Mid Cap ESG ETF (TSME)

ASEA

Global X FTSE ASEAN 40 ETF

ASEA Description

The investment seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the FTSE/ASEAN 40 Index ("underlying index"). The fund invests at least 80% of its total assets in the securities of the underlying index and in ADRs and GDRs based on the securities in the underlying index. The Adviser uses a "passive" or indexing approach. The underlying index tracks the equity performance of the 40 largest and most liquid companies in the five ASEAN regions: Singapore, Malaysia, Indonesia, Thailand and Philippines. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$17.38

Average Daily Volume

49,758

Number of Holdings ^*

* may have additional holdings in another (foreign) market

TSME

Thrivent Small-Mid Cap ESG ETF

TSME Description

Thrivent Small-Mid Cap ESG ETF is an exchange traded fund launched and managed by Thrivent Asset Management, LLC. It invests in public equity markets of the United States. It invests in stocks of companies operating across diversified sectors. It invests in growth and value stocks of companies across diversified market capitalization, within the market capitalization range of the Russell 2500 Index or the S&P MidCap Index. It invests in stocks of companies that are deemed socially conscious in their business dealings and directly promote environmental responsibility. It employs fundamental and quantitative analysis to create its portfolio. Thrivent Small-Mid Cap ESG ETF is domiciled in the United States.

Grade (RS Rating)

Last Trade

$36.24

Average Daily Volume

30,128

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ASEA	TSME
30 Days	4.38%	1.94%
60 Days	13.46%	8.50%
90 Days	16.41%	8.13%
12 Months	25.94%	35.21%

1 Overlapping Holdings

	Symbol	Grade	Weight in ASEA	Weight in TSME	Overlap
	FTAI	A	2.47%	2.2%	2.2%

ASEA Overweight 40 Positions Relative to TSME

Symbol	Grade	Weight
BGS	D	6.48%
KHC	D	3.89%
DKL	B	3.6%
GIS	C	3.44%
VZ	A	2.99%
MO	D	2.85%
PM	C	2.69%
UVV	D	2.68%
D	A	2.61%
EBF	C	2.57%
CAPL	B	2.51%
USAC	D	2.49%
PPL	A	2.48%
DUK	A	2.42%
CVX	B	2.41%
T	A	2.33%
CODI	D	2.32%
KNOP	D	2.3%
ABR	C	2.2%
XOM	A	2.17%
SFL	D	2.15%
NLY	C	2.01%
CWEN	C	1.94%
KMI	A	1.91%
HRB	C	1.9%
BG	F	1.89%
IRM	A	1.87%
ILPT	D	1.85%
KREF	C	1.8%
IEP	F	1.8%
NFG	A	1.72%
BXMT	C	1.7%
MPLX	A	1.67%
OHI	C	1.64%
LADR	D	1.63%
SUN	D	1.62%
VIRT	B	1.61%
ALX	C	1.6%
HESM	D	1.56%
SPH	D	1.51%

ASEA Underweight 7 Positions Relative to TSME

Symbol	Grade	Weight
CECO	D	-2.47%
MOD	B	-2.18%
NSIT	B	-2.12%
SN	B	-2.11%
TKR	D	-2.1%
NVT	D	-2.09%
FICO	A	-2.06%