ARP vs. DUKQ ETF Comparison

Comparison of PMV Adaptive Risk Parity ETF (ARP) to Northern Lights Fund Trust Ocean Park Domestic ETF (DUKQ)

ARP

PMV Adaptive Risk Parity ETF

ARP Description

The PMV Adaptive Risk Parity ETF (the “Fund”) is an actively managed fund that seeks to generate capital appreciation, with lower volatility and reduced correlation to the overall equity market, by taking advantage of broad asset class trends throughout the market cycle.

Grade (RS Rating)

Last Trade

$28.79

Average Daily Volume

2,152

Number of Holdings ^*

5

* may have additional holdings in another (foreign) market

DUKQ

Northern Lights Fund Trust Ocean Park Domestic ETF

DUKQ Description

The fund is an actively managed ETF that seeks to achieve its investment objective by tactically allocating the fund"s assets between unaffiliated U.S. equity ETFs ("Underlying ETFs") and cash equivalents. Under normal market conditions, the advisor expects to invest substantially all of its assets in underlying ETFs.

Grade (RS Rating)

Last Trade

$25.97

Average Daily Volume

1,742

Number of Holdings ^*

10

* may have additional holdings in another (foreign) market

Performance

Period	ARP	DUKQ
30 Days	1.54%	1.10%
60 Days	5.10%	6.37%
90 Days	2.72%
12 Months	19.62%

1 Overlapping Holdings

	Symbol	Grade	Weight in ARP	Weight in DUKQ	Overlap
	VOO	B	41.16%	23.02%	23.02%

ARP Overweight 4 Positions Relative to DUKQ

	Symbol	Grade	Weight
	PHYS	A	19.85%
	QQQ	C	12.38%
	VWO	A	7.05%
	VGLT	C	5.72%

ARP Underweight 9 Positions Relative to DUKQ

	Symbol	Grade	Weight
	QQQM	C	-19.69%
	RSP	A	-10.44%
	IJH	B	-10.39%
	DVY	B	-5.45%
	VOE	A	-5.39%
	IJR	C	-5.37%
	COWZ	A	-5.26%
	VOT	A	-5.02%
	MTUM	A	-4.96%

ARP: Top Represented Industries & Keywords

Industries:

Keywords: ETF Exchange Traded Fund Stock Market Index Active Management Barclays U.S. Long Government Bloomberg Barclays Us Aggregate Bond Index Bond Bond Market Indices Bullion Corporate Bond Economic Geography Emerging Market Exchange Traded Funds Exchange Traded Products Fixed Income Ftse Emerging Index Government Bond Index Fund Inflation Invesco Powershares

DUKQ: Top Represented Industries & Keywords

Industries:

Keywords: ETF Exchange Traded Fund Stock Market Index Capitalization Weighted Index Index Fund S&P 500 Index Active Management Dividend Dividend Yield Dow Jones U.S. Select Dividend Total Return Index Free Cash Flow High Yield Stocks MSCI EAFE Midcap Msci Us Reit Index Nasdaq 100 Index S&P 400 S&P 500 Dividend Aristocrats S&P 500 Equal Weighted S&P 500 Index CBOE