ARKX vs. SMHX ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to VanEck Fabless Semiconductor ETF (SMHX)

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$16.42

Average Daily Volume

35,278

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SMHX

VanEck Fabless Semiconductor ETF

SMHX Description

The fund normally invests at least 80% of its total assets in securities that comprise the fund"s benchmark index. The Fabless Index is composed of U.S.-listed common stocks of companies that derive at least 50% of their revenues from the semiconductor industry and operate as fabless semiconductor companies. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$26.19

Average Daily Volume

25,510

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKX	SMHX
30 Days	-1.02%	4.03%
60 Days	7.11%	3.79%
90 Days	9.18%
12 Months	23.64%

2 Overlapping Holdings

	Symbol	Grade	Weight in ARKX	Weight in SMHX	Overlap
	AMD	F	1.18%	4.69%	1.18%
	SNPS	B	1.25%	4.7%	1.25%

ARKX Overweight 23 Positions Relative to SMHX

Symbol	Grade	Weight
KTOS	C	9.43%
IRDM	B	9.25%
AVAV	B	8.21%
RKLB	A	7.05%
TRMB	A	6.37%
TER	F	6.2%
LHX	A	4.61%
AMZN	A	3.73%
BLDE	B	3.62%
PLTR	B	3.28%
ACHR	C	2.77%
DE	B	2.62%
GRMN	A	2.38%
GOOG	A	2.22%
JOBY	D	2.03%
PRNT	B	1.83%
HEI	D	1.56%
TDY	B	1.43%
HON	B	1.38%
LMT	D	1.3%
PATH	C	1.29%
ANSS	C	1.04%
DDD	C	0.8%

ARKX Underweight 19 Positions Relative to SMHX

Symbol	Grade	Weight
NVDA	B	-21.07%
AVGO	B	-15.47%
QCOM	D	-4.62%
ARM	B	-4.46%
MRVL	A	-4.32%
MPWR	F	-4.13%
CDNS	C	-4.03%
CRUS	F	-3.64%
PI	C	-3.45%
LSCC	C	-2.95%
RMBS	C	-2.92%
POWI	C	-2.36%
SLAB	F	-2.11%
AMBA	B	-1.66%
ALGM	F	-1.62%
SIMO	F	-1.62%
SYNA	F	-1.43%
SMTC	B	-1.31%
SITM	B	-1.26%