ARKX vs. KSEA ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to KraneShares Rockefeller Ocean Engagement ETF (KSEA)

ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$18.51

Average Daily Volume

68,559

Number of Holdings ^*

* may have additional holdings in another (foreign) market

KSEA

KraneShares Rockefeller Ocean Engagement ETF

KSEA Description

Under normal market conditions, the fund invests at least 80% of its net assets, plus the amount of any borrowings for investment purposes, in Ocean Related Companies. The Sub-Adviser believes that investing in Ocean Related Companies offers the potential for above-average long-term growth, especially if environmental, social and corporate governance ("ESG") factors continue to become more consequential to investors. The fund is non-diversified.

Grade (RS Rating)

Last Trade

$27.25

Average Daily Volume

352

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKX	KSEA
30 Days	11.51%	-4.21%
60 Days	19.11%	-3.39%
90 Days	20.66%	-1.66%
12 Months	31.44%	12.06%

3 Overlapping Holdings

Symbol	Grade	Weight in ARKX	Weight in KSEA	Overlap
AMZN	C	3.85%	3.35%	3.35%
TDY	B	1.36%	3.3%	1.36%
TRMB	B	6.82%	3.97%	3.97%

ARKX Overweight 22 Positions Relative to KSEA

Symbol	Grade	Weight
KTOS	B	9.84%
RKLB	A	9.73%
IRDM	D	8.3%
AVAV	C	7.36%
TER	F	5.43%
LHX	C	4.58%
PLTR	B	3.78%
ACHR	B	3.22%
BLDE	C	3.2%
GRMN	B	2.77%
DE	B	2.28%
JOBY	B	2.2%
GOOG	C	2.13%
PRNT	B	1.77%
HEI	A	1.56%
HON	C	1.42%
PATH	C	1.25%
SNPS	B	1.2%
LMT	D	1.2%
AMD	F	1.12%
ANSS	B	0.99%
DDD	C	0.77%

ARKX Underweight 15 Positions Relative to KSEA

Symbol	Grade	Weight
WM	B	-4.33%
CCK	D	-3.78%
RSG	A	-3.27%
YUMC	C	-3.09%
VLTO	C	-3.05%
TTEK	F	-2.83%
AWK	C	-2.59%
A	D	-2.03%
GTLS	A	-1.98%
WMS	F	-1.9%
ACI	C	-1.71%
BJ	A	-1.55%
XYL	D	-1.52%
SEE	C	-1.27%
NDSN	B	-1.11%