ARKX vs. FXL ETF Comparison

Comparison of ARK Space Exploration & Innovation ETF (ARKX) to First Trust Technology AlphaDEX (FXL)
ARKX

ARK Space Exploration & Innovation ETF

ARKX Description

The ARK Space Exploration & Innovation ETF’s (“Fund”) investment objective is long-term growth of capital. ARKX is an actively-managed exchange-traded fund (“ETF”) that will invest under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of companies that are engaged in the Fund’s investment theme of Space Exploration and innovation. The Adviser defines “Space Exploration” as leading, enabling, or benefitting from technologically enabled products and/or services that occur beyond the surface of the Earth. Orbital Aerospace Companies are companies that launch, make, service, or operate platforms in the orbital space, including satellites and launch vehicles. Suborbital Aerospace Companies are companies that launch, make, service, or operate platforms in the suborbital space, but do not reach a velocity needed to remain in orbit around a planet. Enabling Technologies Companies are companies that develop technologies used by Space Exploration related companies for successful value-add aerospace operations. These operations include artificial intelligence, robotics, 3D printing, materials and energy storage. Aerospace Beneficiary Companies are companies whose operations stand to benefit from aerospace activities, including agriculture, internet access, global positioning system (GPS), construction, imaging, drones, air taxis and electric aviation vehicles.

Grade (RS Rating)

Last Trade

$16.47

Average Daily Volume

36,905

Number of Holdings *

25

* may have additional holdings in another (foreign) market
FXL

First Trust Technology AlphaDEX

FXL Description The investment seeks investment results that correspond generally to the price and yield (before the fund's fees and expenses) of an equity index called the StrataQuant(R) Technology Index. The fund will normally invest at least 90% of its net assets in common stocks that comprise the index. The index is a modified equal-dollar weighted index designed by NYSE Euronext to objectively identify and select stocks from the Russell 1000(R) Index in the technology sector that may generate positive alpha relative to traditional passive-style indices through the use of the AlphaDEX(R) selection methodology. It is non-diversified.

Grade (RS Rating)

Last Trade

$139.51

Average Daily Volume

20,662

Number of Holdings *

101

* may have additional holdings in another (foreign) market
Performance
Period ARKX FXL
30 Days 10.46% 6.94%
60 Days 17.81% 13.38%
90 Days 8.36% 1.06%
12 Months 23.35% 27.79%
3 Overlapping Holdings
Symbol Grade Weight in ARKX Weight in FXL Overlap
PLTR A 2.83% 2.4% 2.4%
SNPS F 1.27% 1.11% 1.11%
TER C 7.36% 0.84% 0.84%
ARKX Overweight 22 Positions Relative to FXL
Symbol Grade Weight
IRDM C 9.79%
KTOS B 9.44%
AVAV B 7.56%
TRMB B 6.52%
RKLB B 5.58%
LHX A 5.42%
AMZN C 3.9%
DE C 2.77%
BLDE D 2.68%
GRMN D 2.61%
ACHR F 2.51%
GOOG B 2.22%
JOBY C 2.06%
PRNT D 1.95%
HEI C 1.71%
LMT A 1.64%
HON C 1.45%
TDY A 1.4%
PATH D 1.33%
ANSS D 1.08%
DDD D 0.69%
MYNA F 0.0%
ARKX Underweight 98 Positions Relative to FXL
Symbol Grade Weight
APP A -2.57%
VRT B -1.88%
CTSH B -1.86%
META A -1.86%
GDDY B -1.84%
TOST B -1.8%
ARW C -1.8%
AVGO B -1.76%
GWRE A -1.74%
AVT B -1.73%
ON F -1.73%
HCP A -1.64%
NVDA B -1.61%
HPE B -1.58%
SAIC A -1.55%
GOOGL B -1.49%
AKAM D -1.47%
DOX B -1.45%
JBL C -1.44%
DXC C -1.42%
DELL C -1.41%
SNX C -1.36%
HPQ B -1.34%
PANW B -1.32%
CNXC F -1.32%
PSTG F -1.28%
APH D -1.27%
APPF C -1.26%
NTAP D -1.25%
SWKS F -1.21%
FFIV B -1.2%
CRWD D -1.2%
PINS D -1.2%
DNB D -1.16%
IPGP D -1.15%
ORCL A -1.13%
PEGA B -1.13%
AMAT C -1.12%
SSNC C -1.11%
ZM B -1.1%
TYL D -1.09%
PAYC D -1.09%
NOW B -1.06%
MPWR B -1.05%
AMKR F -1.0%
EPAM F -0.99%
INTC D -0.99%
NTNX C -0.97%
KBR A -0.95%
OLED B -0.93%
MSFT D -0.9%
KLAC B -0.88%
ESTC F -0.88%
ONTO B -0.88%
DASH A -0.86%
IBM A -0.84%
DDOG B -0.83%
SMAR A -0.82%
MTCH B -0.81%
QCOM D -0.8%
CACI A -0.77%
MANH A -0.75%
IAC C -0.75%
DBX C -0.74%
GFS F -0.74%
AAPL C -0.72%
SMCI F -0.66%
PTC B -0.65%
CRUS D -0.64%
INTU F -0.62%
ADBE F -0.61%
CDNS D -0.58%
ZS F -0.58%
MCHP F -0.57%
ALGM F -0.54%
OKTA F -0.52%
LRCX D -0.5%
CFLT F -0.45%
MSTR B -0.38%
GLW C -0.36%
GLOB D -0.35%
ADSK B -0.35%
IT A -0.35%
S C -0.35%
TXN C -0.33%
CRM B -0.33%
VRSN C -0.33%
AMD C -0.32%
MRVL C -0.32%
ROP D -0.31%
ADI B -0.31%
CDW D -0.31%
DLB D -0.3%
NET D -0.3%
LSCC D -0.29%
HUBS D -0.28%
DV F -0.27%
ENTG D -0.26%
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