ARKQ vs. SOXX ETF Comparison

Comparison of ARK Autonomous Technology & Robotics ETF (ARKQ) to iShares PHLX SOX Semiconductor Sector Index Fund (SOXX)

ARKQ

ARK Autonomous Technology & Robotics ETF

ARKQ Description

Companies within ARK Autonomous Technology & Robotics ETF are focused on and are expected to substantially benefit from the development of new products or services, technological improvements and advancements in scientific research related to, among other things, energy, automation and manufacturing, materials, and transportation. These companies may develop, produce, or enable: Autonomous Transportation Robotics and Automation 3D Printing Energy Storage Space Exploration ARKQ is an actively managed ETF that seeks long-term growth of capital by investing under normal circumstances primarily (at least 80% of its assets) in domestic and foreign equity securities of of autonomous technology and robotics companies that are relevant to the Fund’s investment theme of disruptive innovation.

Grade (RS Rating)

Last Trade

$71.69

Average Daily Volume

77,126

Number of Holdings ^*

* may have additional holdings in another (foreign) market

SOXX

iShares PHLX SOX Semiconductor Sector Index Fund

SOXX Description

The iShares PHLX SOX Semiconductor Sector Index Fund seeks investment results that correspond generally to the price and yield performance, before fees and expenses, of U.S.-listed semiconductor stocks as represented by the PHLX Semiconductor Sector Index

Grade (RS Rating)

Last Trade

$216.08

Average Daily Volume

3,037,311

Number of Holdings ^*

* may have additional holdings in another (foreign) market

Performance

Period	ARKQ	SOXX
30 Days	15.50%	-5.26%
60 Days	23.95%	-3.16%
90 Days	26.24%	-7.19%
12 Months	37.76%	26.57%

4 Overlapping Holdings

Symbol	Grade	Weight in ARKQ	Weight in SOXX	Overlap
AMD	F	1.96%	8.07%	1.96%
NVDA	B	2.13%	10.6%	2.13%
QCOM	F	1.19%	6.31%	1.19%
TER	F	7.31%	1.78%	1.78%

ARKQ Overweight 26 Positions Relative to SOXX

Symbol	Grade	Weight
TSLA	B	15.91%
KTOS	B	9.33%
RKLB	A	6.43%
IRDM	D	5.44%
TRMB	B	4.8%
AVAV	C	4.31%
PLTR	B	3.56%
PATH	C	3.26%
ACHR	B	2.95%
DE	B	2.8%
TSM	B	2.72%
BLDE	C	2.14%
GOOG	C	1.99%
AMZN	C	1.68%
JOBY	B	1.42%
SNPS	B	1.28%
AUR	C	1.27%
TDY	B	1.27%
OKLO	B	1.2%
ISRG	A	1.19%
LMT	D	1.07%
CAT	B	0.96%
DDD	C	0.93%
BWXT	B	0.92%
ANSS	B	0.74%
MTLS	A	0.0%

ARKQ Underweight 20 Positions Relative to SOXX

Symbol	Grade	Weight
AVGO	D	-8.74%
TXN	C	-6.3%
MRVL	B	-5.04%
INTC	C	-4.72%
MU	D	-4.37%
ADI	D	-3.85%
NXPI	D	-3.69%
AMAT	F	-3.69%
LRCX	F	-3.68%
MCHP	F	-3.4%
KLAC	F	-3.23%
ON	D	-3.07%
MPWR	F	-2.7%
ENTG	D	-1.62%
SWKS	F	-1.44%
ONTO	F	-0.86%
OLED	F	-0.78%
MKSI	C	-0.78%
LSCC	D	-0.72%
QRVO	F	-0.68%